Agnes C. Medina

SUMMIT GLOBAL INVESTMENTS

Prosper, TX

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CRD#: 4270422

Professional summary

Agnes Carolyn Medina, who also goes by Agnes Moreno, is a registered financial advisor currently at SUMMIT GLOBAL INVESTMENTS, LLC located in Prosper, Texas and EQUITY SERVICES, INC. located in Prosper, Texas.

Agnes is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Agnes has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Agnes Moreno

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*ACM BUSINESS SOLUTIONS INC. 4109 SMOKEY HILL CT, PROSPER TX. PRES/CEO - FLOW THROUGH COMPANY FOR TAX PURPOSES - SINCE 03/1992 - NOT INVESTMENT RELATED. NOT DURING TRADE HRS. *RELIANT ACCOUNTING & TAX SOLUTIONS INC. 4109 SMOKEY HILL CT, PROSPER TX. - CEO - TAX PREPARATION/ACCOUNTING/BOOKKEEPING/CPA - SINCE 01/2021 - NOT INVESTMENT RELATED. DURING TRADE HRS. *AGNES MEDINA - INSURANCE SALES - 4109 SMOKEY HILL CT, PROSPER TX. NON-VARIABLE INSURANCE - PROSPER, TX - SINCE 09/2000 - INVESTMENT RELATED. DURING TRADE HRS. *SUMMIT GLOBAL INVESTMENTS, LLC - 4109 SMOKEY HILL CT, PROSPER TX. . INVESTMENT ADVISOR REPRESENTATIVE - REGISTERED INVESTMENT ADVISOR - SINCE 09/2023 - INVESTMENT RELATED. DURING TRADE HRS. *SUMMIT GLOBAL PRIVATE WEALTH - 4109 SMOKEY HILL CT, PROSPER TX. . FINANCIAL ADVISOR, AVP - DBA NAME FOR MARKETING PURPOSES ONLY - SINCE 09/2023 - INVESTMENT RELATED. DURING TRADE HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Agnes Carolyn Medina's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 6, 2023 - Present

SUMMIT GLOBAL INVESTMENTS, LLC

RIA

CRD#: 157091

Prosper, TX

Current

August 27, 2025 - Present

EQUITY SERVICES, INC.

Office #2: 130 N Preston Road Suite 359, Prosper, TX 75078

RIA

CRD#: 265

PROSPER, TX

Past

December 1, 2023 - August 29, 2025

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

FRISCO, TX

Past

January 6, 2012 - August 31, 2023

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

PLANO, TX

Past

January 6, 2012 - August 31, 2023

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PLANO, TX

Past

March 5, 2007 - January 6, 2012

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA

CRD#: 139233

CENTENNIAL, CO

Past

April 12, 2002 - January 6, 2012

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

October 20, 2000 - April 12, 2002

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT GLOBAL INVESTMENTS, LLC

HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS

CRD#: 157091 / SEC#: 801-76631

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Colorado
(2/12/2025)

Colorado
(9/2/2025)

Indiana
(9/2/2025)

Iowa
(9/3/2025)

IAR

Texas
(9/6/2023)

Texas
(8/29/2025)

Virginia
(9/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/24/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/11/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/19/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/9/2002

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

SUMMIT GLOBAL INVESTMENTS, LLC

HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS

CRD#: 157091 / SEC#: 801-76631

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

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Contact information

Main Address

620 South Main Street, Bountiful, UT 84010

Mailing Address

620 South Main Street, Bountiful, UT 84010

Phone number

(888) 251-4847

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SGI BROCHURE (9/15/2025)

SGI BROCHURE (5/21/2025)

Regulatory assets under management

Total Number of Accounts	6,923
AUM (Assets Under Management)	$ 1,921,141,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Agnes C. Medina

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Agnes Carolyn Medina's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITY SERVICES, INC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

INVESTMENT ADVISORS INTERNATIONAL, INC.

WORLD GROUP SECURITIES, INC.

WMA SECURITIES, INC.

Primary Firm SEC Registration

SUMMIT GLOBAL INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/24/2007

Series 63

Date: 6/11/2002

SIE

Date: 10/1/2018

Series 6

Date: 10/19/2000

Series 26

Date: 5/9/2002

FINRA

Current Firm

SUMMIT GLOBAL INVESTMENTS, LLC

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT GLOBAL INVESTMENTS, LLC

TRUST BUT VERIFY

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