Josh Willis
Professional summary
Josh Willis, CIMA®, who also goes by Josh Howard Willis, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.
Josh is registered as a RR (Registered Representative) and started their career in finance in 2000. Josh has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Josh Willis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2018 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 270 Park Ave, New York, NY 10017May 12, 2015 - May 23, 2018
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
March 16, 2015 - May 23, 2018
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
December 3, 2012 - March 17, 2015
HARTFORD FUNDS DISTRIBUTORS, LLC
February 21, 2012 - December 3, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
November 14, 2006 - February 22, 2012
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 28, 2003 - October 25, 2006
PACIFIC SELECT DISTRIBUTORS, LLC
March 26, 2001 - June 28, 2002
WAMU INVESTMENTS, INC.
September 27, 2000 - March 5, 2001
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2018)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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