JW
Julie A. Weems
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Salina, KS 67401
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CRD#: 4269995
JW
Professional summary
Julie Ann Weems, who also goes by Julie Ann Bradley, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Salina, Kansas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Salina, Kansas.
Julie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Julie has worked at 3 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Julie Ann Bradley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DOUG BRADLEY TRUCKING INC, 680 E WATER WELL RD, SALINA, KS, 07/2018, SECRETARY, NIR, 0 HR/MO, 0 HR/MO TRADING. 2) BIG B INC, 3380 SCENIC SLOPE RD, SALINA, KS, 07/2016, SECRETARY, NIR, 3 HR/MO, 0 HR/MO TRADING. 3) REDROCK PROPERTY SOLUTIONS, 3582 S SOUTH SLOPE RD, SALINA, KS, 05/2016, OWNER, REAL ESTATE, NIR, 3 HR/MO, 0 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 40 HR/MO, 40 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5) FOUR J'S LLC, 3380 SCENIC SLOPE RD, SALINA, KS, 01/1996, BOOKKEEPER, FAMILY BUSINESS, NIR, 2 HRS/MO, 0 HR/MO TRADING. 6) PRODUCERS XL, 2105 CRAWFORD PL, SALINA, KS, 01/2008, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 2 HR/MO, 0 HR/MO TRADING. 7) SOUTHLANDS DEVELOPMENT LLC, 11615 S. FAIRCHILDS RD, LINDSBORG, KS, 03/2023, OWNER, NIR, 1 HR/MO, 0 HR/MO TRADING. 8) STONECREEK FINANCIAL SOLUTIONS, LLC, 200 S SANTA FE, SUITE 4, SALINA, KS, OWNER, DBA, INV REL, 40 HR/MO, 40 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Julie Ann Weems's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 11, 2007 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 200 S Santa Fe Ave. Ste. 4, Salina, KS 67401RIA
CRD#: 134139
Salina, KS
Current
June 11, 2007 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 200 S Santa Fe Ave. Ste. 4, Salina, KS 67401BD
CRD#: 39543
Salina, KS
Past
April 12, 2001 - June 13, 2007
WADDELL & REED
RIA
CRD#: 866
SALINA, KS
Past
February 6, 2001 - June 13, 2007
WADDELL & REED
BD
CRD#: 866
SALINA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/16/2010)
RR
Arkansas(2/16/2010)
RR
California(2/16/2010)
RR
Colorado(6/11/2007)
RR
Florida(2/16/2010)
RR
Idaho(11/15/2022)
RR
Illinois(1/2/2020)
RR
Iowa(7/2/2014)
RR
Kansas(6/11/2007)
IAR
Kansas(6/11/2007)
RR
Minnesota(6/11/2007)
RR
Missouri(2/16/2010)
RR
Nebraska(1/3/2008)
RR
Oklahoma(2/16/2010)
RR
South Dakota(6/11/2007)
RR
Texas(1/4/2010)
IAR
Texas(1/3/2017)
RR
Virginia(1/2/2015)
RR
Wyoming(3/1/2011)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
