Michael David Prescott
Professional Summary
Michael David Prescott, who also goes by Michael David Pleskatch, is a registered financial advisor currently at EGI FINANCIAL, INC. located in Akron, Ohio and AMERICAN HERITAGE SECURITIES, INC. located in Akron, Ohio. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael David Pleskatch
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
AMERICAN HERITAGE FINANCIAL | TEAM 3GEN | SARA GIBBS WEALTH MANAGEMENT | EGI FINANCIAL, INC.
Contact Information
Main Address
50 South Main Street Suite 1210, Akron, OH 44308-1831Phone Number
(330) 374-1932# of Employees
8SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
294AUM (Assets Under Management)
$348,658,870Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
AMERICAN HERITAGE FINANCIAL | TEAM 3GEN | SARA GIBBS WEALTH MANAGEMENT | EGI FINANCIAL, INC.
State Registrations and Notice Filings
(8/16/2002)
(1/30/2003)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michael David Prescott's CRS (Customer Relationship Summary).
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