AP
Alan S. Pamintuan
FORTHRIGHT CAPITAL ADVISORY
Chula Vista, CA
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CRD#: 4269617
AP
Professional summary
Alan Salazar Pamintuan is a registered financial advisor currently at FORTHRIGHT CAPITAL ADVISORY located in Chula Vista, California.
Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Alan has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Forthright Capital Partners, LLC, investment related, 7251 W Lake Mead Blvd, Ste 300, Las Vegas, NV 89128, Insurance Agency, Insurance Agent, Start Date 09/2023, 80 hours per month and 60 during securities trading hours, Solicitation of individual life insurance and fixed annuity products to consumers. AP Capital Advisory Group LLC; No; 2912 Winding Fence Way Chula Vista, California, 91914; Real Estate Investment Properties; Single Member Owner; President; Friday, March 21, 2025; 4 hours per month and 0 during securities trading hours; Property acquisition & investment analysis, Financial & tax management, Risk management & insurance, Real estate portfolio expansion.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Salazar Pamintuan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2023 - Present
FORTHRIGHT CAPITAL ADVISORY
RIA
CRD#: 323596
Chula Vista, CA
Past
August 16, 2022 - September 12, 2023
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
SAN DIEGO, CA
Past
August 16, 2022 - September 12, 2023
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
SAN DIEGO, CA
Past
March 19, 2003 - August 5, 2022
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
ORANGE, CA
Past
March 19, 2003 - August 5, 2022
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
ORANGE, CA
Past
March 2, 2001 - April 7, 2003
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
RIVERSIDE, CA
Past
November 20, 2000 - April 7, 2003
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FORTHRIGHT CAPITAL ADVISORY
BERKOWITZ CAPITAL LLC | TEACHERS' PATH FINANCIAL PLANNING | SMITH'S WEALTH MANAGEMENT | ROWDEN FINANCIAL | RETIRE LAB LLC | PIRSOS INVESTMENT ADVISORY | FORTHRIGHT CAPITAL ADVISORY LLC | FORTHRIGHT CAPITAL ADVISORY
CRD#: 323596 / SEC#: 801-128191
RIA
Registered Investment Advisory firm - (7/25/2023 Approved)Nevada
Registered Investment Advisory firm - (9/29/2023 Terminated)Ohio
Registered Investment Advisory firm - (9/14/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/16/2025)
IAR
New York(10/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FC
FORTHRIGHT CAPITAL ADVISORY
BERKOWITZ CAPITAL LLC | TEACHERS' PATH FINANCIAL PLANNING | SMITH'S WEALTH MANAGEMENT | ROWDEN FINANCIAL | RETIRE LAB LLC | PIRSOS INVESTMENT ADVISORY | FORTHRIGHT CAPITAL ADVISORY LLC | FORTHRIGHT CAPITAL ADVISORY
CRD#: 323596 / SEC#: 801-128191
RIA
Registered Investment Advisory firm - (7/25/2023 Approved)Nevada
Registered Investment Advisory firm - (9/29/2023 Terminated)Ohio
Registered Investment Advisory firm - (9/14/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7251 W Lake Mead Blvd, Ste 300, Las Vegas, NV 89128
Mailing Address
Phone number
(725) 712-3016
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 882 |
| AUM (Assets Under Management) | $ 64,985,533 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
