Frederick A. Meyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Alan Meyer was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 2000. Frederick had worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2018 - October 22, 2020
COMMONWEALTH PHARMA SECURITIES
July 2, 2003 - December 19, 2016
COMMONWEALTH PHARMA SECURITIES
January 14, 2003 - January 15, 2003
COMMONWEALTH PHARMA SECURITIES
November 17, 2000 - November 28, 2001
NEEDHAM & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 3/27/2024
Investment Banking Registered Representative ExaminationCurrent Firm
COMMONWEALTH PHARMA SECURITIES
CRD#: 121990 / SEC#: , 8-65456
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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