Jonathan York Thomas
Professional Summary
Jonathan York Thomas is a registered financial advisor currently at COMMONWEALTH PHARMA SECURITIES located in Marshfield, Massachusetts. Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1986. Jonathan has worked at 4 firms and has passed the Series 63, Series 65, Series 79TO, Series 7, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
COMMONWEALTH APEIRON | COMMONWEALTH PHARMA SECURITIES LLC | COMMONWEALTH PHARMA SECURITIES
Contact Information
Main Address
2016 Ocean Street, Marshfield, MA 02050Mailing Address
2016 Ocean Street, Marshfield, MA 02050Phone Number
(617) 367-0099Established
Delaware since 06/10/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
(3/23/2022)
(10/20/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Oct 2021About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jonathan York Thomas's CRS (Customer Relationship Summary).
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