JJ
Justin C. Jacobs
AVONDALE WEALTH MANAGEMENT LLC
WEST LAKE HILLS, TX 78746
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CRD#: 4268827
JJ
Professional summary
Justin Coy Jacobs, who also goes by Justin C Jacobs, Justin C. Jacobs, is a registered financial advisor currently at AVONDALE WEALTH MANAGEMENT LLC located in West Lake Hills, Texas and PURSHE KAPLAN STERLING INVESTMENTS located in Austin, Texas.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Justin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Justin C Jacobs | Justin C. Jacobs
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AVONDALE WEALTH MANAGEMENT dba AVONDALE WEALTH ADVISORS, INVESTMENT RELATED, AT REGISTERED LOCATION, POSITION: PRINCIPAL; INVESTMENT RELATED; ADVISING CLIENTS, START DATE 3/2010. 2. AVONDALE HOLDINGS LLC, NON-INVESTMENT RELATED, AT REGISTERED LOCATION, HOLDINGS COMPANY FOR OORE, OWNER, 4/11/2014, 0-.5 HRS, AVONDALE WEALTH MANAGEMENT WILL OCCUPY/RENT SPACE FROM AVONDALE HOLDINGS , NO REAL DUTIES AT AVONDALE HOLDINGS. 3. PKS FINANCIAL SERVICES; INVESTMENT RELATED 80 STATE ST, ALBANY, NY 12207; FIXED INSURANCE; INSURANCE AGENT; SALES & SERVICE OF FIXED LIFE INSURANCE & ANNUITY CONTRACTS START DATE: 3/26/2010 4. Fellowship of Christian Athletes. Not Investment Related. 2505 Guadalupe Street, Austin TX 78705. 501(c)(3). Board Member. Start 09/2015. 5 hours per month, 2 during trading. Attend board meetings and planning sessions, review financial statements and operation budget, participate in strategic planning and fundraising events. 5. Boy Scouts of America. Not Investment Related. 12500 North IH35, Austin TX 78753. 501(c)(3). Board Member. Start 01/2016. 4 hours per month, 2 during trading. Attend board meetings and planning sessions, review financial statements and operation budget, participate in strategic planning and fundraising events. 6. Peays Jacobs LLC; Investment Related; At registered location; Member; Passive Real Estate Investments; 05/2021; 1hrs/mo; 0hrs during trading; member and manager.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Coy Jacobs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 26, 2010 - Present
AVONDALE WEALTH MANAGEMENT LLC
Office #1: 4407 Bee Cave Rd. Suite 421, West Lake Hills, TX 78746RIA
CRD#: 152590
WEST LAKE HILLS, TX
Current
March 26, 2010 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 4407 Bee Cave Road Suite 421, Austin, TX 78746BD
CRD#: 35747
AUSTIN, TX
Past
February 3, 2006 - March 29, 2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC
RIA
CRD#: 17086
AUSTIN, TX
Past
February 3, 2006 - March 29, 2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
AUSTIN, TX
Past
December 20, 2000 - January 17, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
AUSTIN, TX
Past
December 6, 2000 - January 17, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AVONDALE WEALTH MANAGEMENT LLC
AVONDALE WEALTH ADVISORS | BRIDGEWAY WEALTH MANAGEMENT LLC | AVONDALE WEALTH MANAGEMENT LLC
CRD#: 152590 / SEC#: 801-101528
RIA
Registered Investment Advisory firm - (7/24/2015 Approved)Texas
Registered Investment Advisory firm - (7/31/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/3/2019)
RR
Texas(3/26/2010)
IAR
Texas(3/26/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
AVONDALE WEALTH MANAGEMENT LLC
AVONDALE WEALTH ADVISORS | BRIDGEWAY WEALTH MANAGEMENT LLC | AVONDALE WEALTH MANAGEMENT LLC
CRD#: 152590 / SEC#: 801-101528
RIA
Registered Investment Advisory firm - (7/24/2015 Approved)Texas
Registered Investment Advisory firm - (7/31/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4407 Bee Cave Rd. Suite 421, West Lake Hills, TX 78746
Mailing Address
Phone number
(512) 505-8148
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 553 |
| AUM (Assets Under Management) | $ 285,845,649 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
