Stephen M. Albritton
Professional summary
Stephen Michael Albritton, who also goes by Stephen Michael Albritton, Stephen Albritton, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Catersville, Georgia and CETERA INVESTMENT SERVICES LLC located in Catersville, Georgia.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Stephen has worked at 16 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Michael Albritton's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 620 E Main Street, Catersville, GA 30121September 1, 2020 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 620 E Main Street, Catersville, GA 30121May 31, 2017 - July 31, 2020
WELLS FARGO CLEARING SERVICES, LLC
May 31, 2017 - July 31, 2020
WELLS FARGO CLEARING SERVICES, LLC
October 14, 2015 - November 30, 2016
SECURITIES AMERICA ADVISORS, INC.
October 14, 2015 - November 30, 2016
SECURITIES AMERICA, INC.
June 23, 2014 - October 5, 2015
FIFTH THIRD SECURITIES, INC.
June 23, 2014 - October 5, 2015
FIFTH THIRD SECURITIES, INC.
July 17, 2012 - May 28, 2014
PNC WEALTH MANAGEMENT LLC
July 17, 2012 - May 28, 2014
PNC WEALTH MANAGEMENT LLC
April 25, 2011 - July 10, 2012
TD AMERITRADE, INC.
April 25, 2011 - July 10, 2012
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 25, 2011 - July 10, 2012
TD AMERITRADE, INC.
September 19, 2006 - January 22, 2010
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
September 19, 2006 - January 22, 2010
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 17, 2005 - March 10, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
October 17, 2005 - March 10, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
February 5, 2004 - October 25, 2005
TRUIST INVESTMENT SERVICES, INC.
February 5, 2004 - October 25, 2005
TRUIST INVESTMENT SERVICES, INC.
October 3, 2002 - February 3, 2004
SYNOVUS SECURITIES, INC.
October 3, 2002 - February 3, 2004
SYNOVUS SECURITIES, INC.
June 13, 2001 - April 17, 2002
GPC SECURITIES, INC.
October 12, 2000 - March 13, 2001
IDS LIFE INSURANCE COMPANY
October 12, 2000 - March 13, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2025)
(9/1/2020)
(9/17/2020)
(9/30/2022)
(9/1/2020)
(9/1/2020)
(2/29/2024)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Catersville, GA 30121TRUST BUT VERIFY
Monitor Stephen Albritton
Get automatic monthly alerts on:
