Matthew Rubens
Professional summary
Matthew Rubens is a registered financial professional currently at BTIG, LLC located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2002. Matthew has worked at 3 firms and has passed the Series 63, SIE, Series 17 and Series 32 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Rubens's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2020 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022August 1, 2018 - December 6, 2019
MACQUARIE CAPITAL (USA) INC.
June 30, 2015 - March 1, 2018
BTIG, LLC
May 13, 2002 - May 15, 2015
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2020)
Exams
Series 17
Date: 5/11/2002
Limited Registered Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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