Chad R. Amerson

NEW HORIZON ASSET MANAGEMENT

Hot Springs, AR 72901

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CRD#: 4268696

Professional summary

Chad Ryan Amerson is a registered financial advisor currently at NEW HORIZON ASSET MANAGEMENT, INC. located in Hot Springs, Arkansas.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Chad has worked at 3 firms and has passed the Series 66, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Ryan Amerson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2025 - Present

NEW HORIZON ASSET MANAGEMENT, INC.

Office #1: 1700 Malvern Avenue, Hot Springs, AR 72901

RIA

CRD#: 139218

Hot Springs, AR

Past

January 19, 2006 - December 31, 2024

NEW HORIZON ASSET MANAGEMENT, INC.

RIA

CRD#: 139218

HOT SPRINGS, AR

Past

August 28, 2002 - December 31, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

HOT SPRINGS, AR

Past

August 16, 2002 - December 31, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

HOT SPRINGS, AR

Past

September 13, 2000 - August 16, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(2/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 9/26/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/12/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/12/2002

General Securities Principal Examination

Current Firm

NEW HORIZON ASSET MANAGEMENT, INC.

CAPITAL FINANCIAL ADVISORS | NEW HORIZON ASSET MANAGEMENT, INC. | CAPITAL FINANCIAL ADVISORS, INC.

CRD#: 139218 / SEC#:

Arkansas

Registered Investment Advisory firm - (2/14/2025 Approved)

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Contact information

Main Address

1700 Malvern Avenue, Hot Springs, AR 71901

Mailing Address

Phone number

(501) 655-2039

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	300
AUM (Assets Under Management)	$ 65,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Chad R. Amerson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Ryan Amerson's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW HORIZON ASSET MANAGEMENT, INC.

NEW HORIZON ASSET MANAGEMENT, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2000

Series 31

Date: 9/26/2000

Series 7

Date: 9/12/2000

Series 24

Date: 11/12/2002

Current Firm

NEW HORIZON ASSET MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NEW HORIZON ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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