Sheila A. Matthys
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheila Anne Matthys, who also goes by Sheila Anne Shelton, was a registered financial professional .
Sheila is a previously registered financial professional and started their career in finance in 2000. Sheila had worked at 6 firms and has passed the SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2018 - December 13, 2019
USAA FINANCIAL ADVISORS, INC.
April 25, 2016 - December 13, 2019
USAA INVESTMENT SERVICES COMPANY
September 9, 2011 - March 29, 2012
USAA INVESTMENT SERVICES COMPANY
September 9, 2011 - March 29, 2012
USAA FINANCIAL ADVISORS, INC.
September 6, 2005 - June 9, 2011
U.S. GLOBAL BROKERAGE, INC.
December 7, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
December 7, 2000 - August 24, 2005
VALIC FINANCIAL ADVISORS, INC.
December 7, 2000 - September 1, 2005
AMERICAN GENERAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
