Eric Schnitzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Schnitzer, who also goes by Eric B Schnitzer, Eric Benjamin Schnitzer, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2000. Eric had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2014 - March 26, 2021
TD AMERITRADE, INC.
May 1, 2014 - March 26, 2021
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 1, 2014 - March 26, 2021
TD AMERITRADE, INC.
November 26, 2012 - April 14, 2014
WELLS FARGO CLEARING SERVICES, LLC
November 26, 2012 - April 14, 2014
WELLS FARGO CLEARING SERVICES, LLC
March 19, 2012 - October 18, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 20, 2012 - October 18, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 31, 2002 - February 21, 2003
AMERIPRISE ADVISOR SERVICES, INC.
October 18, 2000 - December 3, 2001
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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