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CV

Carlos F. Van Maanen

INSIGNEO ADVISORY SERVICES
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 4268379
CV

Professional summary

Carlos Francisco Van Maanen, who also goes by Carlos Van Maanen, is a registered financial advisor currently at INSIGNEO ADVISORY SERVICES, LLC located in Boca Raton, Florida and INSIGNEO SECURITIES, LLC located in Boca Raton, Florida.

Carlos is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Carlos has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Carlos Van Maanen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insigneo Advisory Services, LLC. Investment related. Managing Director since 04/2021. GAP Wealth Management LLC. Pass through LLC for tax purposes and DBA to conduct securities and advisory activities through Insigneo Insigneo Securities Beach Apartment for rental in Hollywood, FL, start 12/2019, spends 0hr/mo.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Francisco Van Maanen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 5, 2021 - Present

INSIGNEO ADVISORY SERVICES, LLC

Office #1: 2650 N. Military Trail Suite 420, Boca Raton, FL 33431
RIA
CRD#: 282589
Boca Raton, FL
Current

May 5, 2021 - Present

INSIGNEO SECURITIES, LLC

Office #1: 2650 N. Military Trail Suite 210, Boca Raton, FL 33431
BD
CRD#: 29249
Boca Raton, FL
Past

January 28, 2010 - May 18, 2021

MORGAN STANLEY

RIA
CRD#: 149777
BOCA RATON, FL
Past

January 15, 2010 - May 18, 2021

MORGAN STANLEY

BD
CRD#: 149777
BOCA RATON, FL
Past

January 1, 2010 - January 22, 2010

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
BOCA RATON, FL
Past

January 1, 2010 - January 22, 2010

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
BOCA RATON, FL
Past

June 3, 2002 - January 1, 2010

UBS INTERNATIONAL INC.

RIA
CRD#: 107726
BOCA RATON, FL
Past

June 3, 2002 - January 1, 2010

UBS INTERNATIONAL INC.

BD
CRD#: 107726
BOCA RATON, FL
Past

November 9, 2000 - June 1, 2002

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
BOCA RATON, FL
Past

November 8, 2000 - June 3, 2002

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INSIGNEO ADVISORY SERVICES, LLC
1202 WEALTH MANAGEMENT | TRANSATLANTIC INVESTMENT PARTNERS, LLC | THE PRIVATE WEALTH GROUP | THE BAY WEALTH GROUP | TENET GLOBAL ADVISORS | STONE CAPITAL MANAGEMENT | SAILBRIDGE WEALTH MANAGEMENT | RONIN CAPITAL | REL CAPITAL ADVISORS | PRUDENT WEALTH ADVISERS | PLUTUS PRIVATE WEALTH | PHOENIX PRIVATE CLIENT GROUP | MVR WEALTH MANAGEMENT | MVP WEALTH MANAGEMENT | LEGACY ADVISORY GROUP | INSIGNEO ADVISORY SERVICES, LLC | HONEST WEALTH, LLC | HILLGUARD WEALTH MANAGEMENT LLC | GREEN GROVE WEALTH MANAGEMENT, LLC | GLOBAL INVESTOR ADVISORY SERVICES, LLC | GAP WEALTH MANAGEMENT | FORTIS PRIVATE WEALTH ADVISORS | FIORE CAPITAL ADVISOR LLC | EMERALD WEALTH ADVISORS | DM WEALTH MANAGEMENT GROUP | DIAZ-BAZAN ASSET MANAGEMENT LLC | DIAZ-BAZAN ASSET MANAGEMENT | CARRILLO WEALTH MANAGEMENT | BORRELI CAPITAL MANAGEMENT | BAYFRONT GROUP, LLC | AVENTURA PRIVATE WEALTH, LLC | ARS PRIVATE WEALTH MANAGEMENT, LLC | AIRES CAPITAL ADVISORS, LLC | AC GLOBAL INVESTMENT PARTNERS | A PLUS CAPITAL,LLC

CRD#: 282589 / SEC#: 801-107256

RIA
Registered Investment Advisory firm - (2/22/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/17/2021)
IAR
Florida
(5/19/2021)
RR
Kentucky
(5/10/2021)
RR
Michigan
(12/10/2024)
RR
New York
(5/5/2021)
RR
Puerto Rico
(5/5/2021)
IAR
Texas
(5/5/2021)
RR
Texas
(5/12/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/14/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 3/1/2002
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 11/7/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IA
INSIGNEO ADVISORY SERVICES, LLC
1202 WEALTH MANAGEMENT | TRANSATLANTIC INVESTMENT PARTNERS, LLC | THE PRIVATE WEALTH GROUP | THE BAY WEALTH GROUP | TENET GLOBAL ADVISORS | STONE CAPITAL MANAGEMENT | SAILBRIDGE WEALTH MANAGEMENT | RONIN CAPITAL | REL CAPITAL ADVISORS | PRUDENT WEALTH ADVISERS | PLUTUS PRIVATE WEALTH | PHOENIX PRIVATE CLIENT GROUP | MVR WEALTH MANAGEMENT | MVP WEALTH MANAGEMENT | LEGACY ADVISORY GROUP | INSIGNEO ADVISORY SERVICES, LLC | HONEST WEALTH, LLC | HILLGUARD WEALTH MANAGEMENT LLC | GREEN GROVE WEALTH MANAGEMENT, LLC | GLOBAL INVESTOR ADVISORY SERVICES, LLC | GAP WEALTH MANAGEMENT | FORTIS PRIVATE WEALTH ADVISORS | FIORE CAPITAL ADVISOR LLC | EMERALD WEALTH ADVISORS | DM WEALTH MANAGEMENT GROUP | DIAZ-BAZAN ASSET MANAGEMENT LLC | DIAZ-BAZAN ASSET MANAGEMENT | CARRILLO WEALTH MANAGEMENT | BORRELI CAPITAL MANAGEMENT | BAYFRONT GROUP, LLC | AVENTURA PRIVATE WEALTH, LLC | ARS PRIVATE WEALTH MANAGEMENT, LLC | AIRES CAPITAL ADVISORS, LLC | AC GLOBAL INVESTMENT PARTNERS | A PLUS CAPITAL,LLC

CRD#: 282589 / SEC#: 801-107256

RIA
Registered Investment Advisory firm - (2/22/2016 Approved)
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Contact information

Main Address
1221 Brickell Avenue 27th Floor, Miami, FL 33131
Mailing Address
Phone number
(305) 373-9000
Established
Firm type
Fiscal year end
# of Employees
197

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

IAS BROCHURE (6/11/2025)
IAS WRAP BROCHURE (6/11/2025)

Regulatory assets under management

Total Number of Accounts4,142
AUM (Assets Under Management)$ 3,612,629,819

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INSIGNEO ADVISORY SERVICES, LLC

CRD#: 282589Boca Raton, FL 33431

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