Shelley R. Albanese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shelley Renee Albanese, who also goes by Shelley Renee Tuck, Shelly Renee Tuck, was a registered financial professional .
Shelley is a previously registered financial professional and started their career in finance in 2000. Shelley had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2017 - December 24, 2018
GROVE POINT INVESTMENTS, LLC
November 28, 2006 - March 30, 2017
OSAIC FA, INC.
October 24, 2006 - November 6, 2006
VALMARK SECURITIES, INC.
March 30, 2005 - April 17, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 30, 2005 - August 29, 2006
OSAIC FA, INC.
February 14, 2003 - August 18, 2004
COMMONWEALTH FINANCIAL NETWORK
September 26, 2000 - February 19, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 26, 2000 - February 19, 2003
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
