Luis E. Sanchez

FIRST SOUTHERN

Guaynabo, PR 00968

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CRD#: 4267215

Professional summary

Luis Enrique Sanchez, who also goes by Luis E Sanchez, Luis E. Sanchez Paredes, Luis Enrique Sanchez Paredes, is a registered financial professional currently at FIRST SOUTHERN, LLC located in Guaynabo, .

Luis is registered as a RR (Registered Representative) and started their career in finance in 2002. Luis has worked at 5 firms and has passed the SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Luis E Sanchez | Luis E. Sanchez Paredes | Luis Enrique Sanchez Paredes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Luis Enrique Sanchez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 21, 2021 - Present

FIRST SOUTHERN, LLC

Office #1: Gam Tower 2 Tabonuco Street, Suite 200, Guaynabo, PR 00968

CRD#: 282756

Guaynabo, PR

Past

September 2, 2014 - June 11, 2021

HERBERT J. SIMS & CO, INC.

CRD#: 3420

GUAYNABO, PR

Past

October 16, 2006 - September 8, 2014

UBS FINANCIAL SERVICES INC.

CRD#: 8174

GUAYNABO, PR

Past

October 16, 2006 - September 10, 2014

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

CRD#: 13042

GUAYNABO, PR

Past

January 30, 2002 - October 17, 2006

R-G INVESTMENTS CORPORATION

CRD#: 113293

SAN JUAN, PR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/26/2021)

Puerto Rico
(7/20/2021)

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/29/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST SOUTHERN, LLC

ESH CAPITAL, LLC | GLOBAL SILICON VALLEY SECURITIES LLC | FIRST SOUTHERN, LLC

CRD#: 282756 / SEC#: , 8-69733

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

2 Tabonuco Street, Suite 200, Guaynabo, PR 00968-1772

Mailing Address

2 Tabonuco Street, Suite 200, Guaynabo, PR 00968-1772

Phone number

(770) 777-9373

Established

Puerto Rico since 02/24/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (35 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BENT, INC.	SHAREHOLDER
HEEHAW INC.	SHAREHOLDER
VSPR, INC.	SHAREHOLDER
PAGAN MARXUACH, RAFAEL ANTONIO	OWNER	2863850
HAWK, WILLIAM HEATH	PRESIDENT/CEO/MANAGING MEMBER	2494928
JACKELS, STEPHANIE KANE	FINOP/PFO	5928877
JONES, SHARON DOSTER	CHIEF COMPLIANCE OFFICER	3124470
SFYRIS, VASILEIOS ALEXIOS	MANAGING MEMBER/POO	4026992

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Luis E. Sanchez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Luis Enrique Sanchez's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST SOUTHERN, LLC

HERBERT J. SIMS & CO, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

R-G INVESTMENTS CORPORATION

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 7

Date: 1/29/2002

FINRA

Current Firm

FIRST SOUTHERN, LLC

Contact information

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIRST SOUTHERN, LLC

TRUST BUT VERIFY

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