Luis Enrique Sanchez
Professional Summary
Luis Enrique Sanchez, who also goes by Luis E Sanchez, Luis E. Sanchez Paredes, Luis Enrique Sanchez Paredes, is a registered financial advisor currently at FIRST SOUTHERN, LLC located in Guaynabo, undefined. Luis is registered as a RR (Registered Representative) and started their career in finance in 2002. Luis has worked at 5 firms and has passed the SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Luis Enrique Sanchez, Luis E Sanchez, Luis E. Sanchez Paredes, Luis Enrique Sanchez Paredes
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
AURELIUS FAMILY OFFICE, LLC
RAYMOND JAMES & ASSOCIATES, INC.
LPL FINANCIAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
AURELIUS FAMILY OFFICE, LLC
RAYMOND JAMES & ASSOCIATES, INC.
LPL FINANCIAL LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
AURELIUS FAMILY OFFICE, LLC
RAYMOND JAMES & ASSOCIATES, INC.
LPL FINANCIAL LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
AURELIUS FAMILY OFFICE, LLC
RAYMOND JAMES & ASSOCIATES, INC.
LPL FINANCIAL LLC
Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
AURELIUS FAMILY OFFICE, LLC
RAYMOND JAMES & ASSOCIATES, INC.
LPL FINANCIAL LLC
Current Firm
ESH CAPITAL, LLC | GLOBAL SILICON VALLEY SECURITIES LLC | FIRST SOUTHERN, LLC
Contact Information
Main Address
2 Tabonuco Street, Suite 200, Guaynabo, PR 00968-1772Mailing Address
2 Tabonuco Street, Suite 200, Guaynabo, PR 00968-1772Phone Number
(770) 777-9373Established
Puerto Rico since 02/24/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (37 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENT, INC. | SHAREHOLDER | — |
| HEEHAW INC. | SHAREHOLDER | — |
| VSPR, INC. | SHAREHOLDER | — |
| PAGAN MARXUACH, RAFAEL ANTONIO | OWNER | 2863850 |
| HAWK, WILLIAM HEATH | PRESIDENT/CEO/MANAGING MEMBER | 2494928 |
| JACKELS, STEPHANIE KANE | FINOP/PFO | 5928877 |
| JONES, SHARON DOSTER | CHIEF COMPLIANCE OFFICER | 3124470 |
| SFYRIS, VASILEIOS ALEXIOS | MANAGING MEMBER/POO | 4026992 |
Disclosures
Regulatory Event
3Arbitration
1Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
AURELIUS FAMILY OFFICE, LLC
RAYMOND JAMES & ASSOCIATES, INC.
LPL FINANCIAL LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
AURELIUS FAMILY OFFICE, LLC
RAYMOND JAMES & ASSOCIATES, INC.
LPL FINANCIAL LLC
State Registrations and Notice Filings
(7/26/2021)
(7/20/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
AURELIUS FAMILY OFFICE, LLC
RAYMOND JAMES & ASSOCIATES, INC.
LPL FINANCIAL LLC
CRS (Client Relationship Summary) - BD
Click below to view Luis Enrique Sanchez's CRS (Customer Relationship Summary).
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
AURELIUS FAMILY OFFICE, LLC
RAYMOND JAMES & ASSOCIATES, INC.
LPL FINANCIAL LLC