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EP

Erik J. Pigmans

MARKETAXESS
New York, NY 10001
Some features on this profile are disabled
CRD#: 4267011
EP

Professional summary

Erik Johannes Pigmans is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York.

Erik is registered as a RR (Registered Representative) and started their career in finance in 2000. Erik has worked at 12 firms and has passed the Series 65, Series 63, Series 3, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Erik Johannes Pigmans's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 27, 2023 - Present

MARKETAXESS CORPORATION

Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001
BD
CRD#: 44542
New York, NY
Past

November 10, 2023 - May 9, 2025

RFQ-HUB AMERICAS LLC

BD
CRD#: 323377
NEW YORK, NY
Past

April 20, 2022 - October 28, 2022

WILLIAM BLAIR

RIA
CRD#: 1252
DENVER, CO
Past

December 16, 2021 - October 28, 2022

WILLIAM BLAIR

BD
CRD#: 1252
DENVER, CO
Past

September 28, 2015 - January 6, 2022

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Lone Tree, CO
Past

April 8, 2014 - July 17, 2015

GREENLEYS CAPITAL MARKETS LLP

BD
CRD#: 168558
NYC, NY
Past

October 4, 2011 - November 19, 2012

ING FINANCIAL MARKETS LLC

BD
CRD#: 28872
NEW YORK, NY
Past

September 7, 2009 - September 30, 2011

RHINO TRADING PARTNERS, LLC

BD
CRD#: 146064
NEW YORK, NY
Past

June 19, 2006 - November 16, 2007

JESUP & LAMONT SECURITIES CORP

BD
CRD#: 39056
NEW YORK, NY
Past

November 24, 2004 - February 28, 2006

NEONET SECURITIES, INC.

BD
CRD#: 46938
JERSEY CITY, NJ
Past

December 9, 2003 - November 5, 2004

FULCRUM GLOBAL PARTNERS LLC

BD
CRD#: 104455
NEW YORK, NY
Past

July 29, 2002 - October 14, 2003

BROKERAGEAMERICA, LLC

BD
CRD#: 47966
NEW YORK, NY
Past

December 6, 2000 - April 25, 2001

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(7/27/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/20/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/5/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 4/20/2024
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 4/19/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 12/5/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/27/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MARKETAXESS CORPORATION
MARKETAXESS CORPORATION | TRADING EDGE, INC. | RFQ-HUB

CRD#: 44542 / SEC#: , 8-50727

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
55 Hudson Yards 15th Floor, New York, NY 10001
Mailing Address
55 Hudson Yards 15th Floor, New York, NY 10001
Phone number
(212) 813-6000
Established
Delaware since 09/12/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MARKETAXESS HOLDINGS INC.SHAREHOLDER
CIANCIULLI, MICHAEL ROBERTPRINCIPAL FINANCIAL OFFICER6980135
CONCANNON, CHRISTOPHER RCHIEF EXECUTIVE OFFICER2169224
PINTOFF, SCOTT ERICGENERAL COUNSEL & CHIEF LEGAL OFFICER6281715
STEINFELD, RON EDWARDCHIEF COMPLIANCE OFFICER5747522

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARKETAXESS CORPORATION

CRD#: 44542New York, NY 10001

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