David B. Bowery
Professional summary
David Bryan Bowery, who also goes by David B Bowery, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
David is registered as a RR (Registered Representative) and started their career in finance in 2000. David has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Bryan Bowery's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2020 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901October 24, 2005 - July 1, 2020
NATIONWIDE SECURITIES, LLC
April 25, 2005 - October 7, 2005
AMERIPRISE ADVISOR SERVICES, INC.
March 24, 2003 - October 7, 2005
AMERIPRISE ADVISOR SERVICES, INC.
October 11, 2000 - March 25, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/2/2020)
(9/19/2024)
(7/1/2020)
(7/1/2020)
(7/1/2020)
(7/1/2020)
(7/1/2020)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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