Alysia T. Baker
STRATEGIC ADVISERS LLC | Financial Consultant
NORCROSS, GA
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CRD#: 4266968
Professional summary
Alysia Theola Baker, CFP®, who also goes by Alysia Theola Baker, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Norcross, Georgia and FIDELITY BROKERAGE SERVICES LLC located in Dunwoody, Georgia.
Alysia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Alysia has worked at 8 firms and has passed the Series 65, Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Biography
For the last 10 years I've had the pleasure of working with a number of great people at Fidelity. I consult with high net worth clients and their families, to help build, preserve, and transfer wealth. I consider myself a true partner to my clients and I firmly believe that success does not just happen, it is planned.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Estate Planning
Investment Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Alysia Theola Baker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Alysia Theola Baker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Education
Albany State University
Bachelors - English and Psychology
2000
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 127 Perimeter Center West, Dunwoody, GA 30346-1223RIA
CRD#: 104555
NORCROSS, GA
Current
November 11, 2010 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 127 Perimeter Center West, Dunwoody, GA 30346-1223BD
CRD#: 7784
DUNWOODY, GA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
DUNWOODY, GA
Past
March 17, 2011 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
DUNWOODY, GA
Past
June 2, 2009 - November 1, 2010
E*TRADE SECURITIES LLC
BD
CRD#: 29106
ALPHARETTA, GA
Past
January 1, 2004 - December 1, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
ATLANTA, GA
Past
September 6, 2001 - January 1, 2004
TEACHERS PERSONAL INVESTORS SERVICES, INC.
BD
CRD#: 36130
NEW YORK, NY
Past
December 7, 2000 - July 26, 2001
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
December 7, 2000 - July 26, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/12/2021)
RR
Arizona(1/3/2011)
RR
California(1/3/2011)
RR
Colorado(3/25/2023)
RR
Florida(11/11/2010)
RR
Georgia(11/11/2010)
IAR
Georgia(3/31/2025)
RR
Louisiana(1/25/2021)
RR
Maryland(1/17/2021)
RR
Mississippi(11/22/2024)
RR
Nevada(9/29/2023)
RR
New Mexico(3/4/2022)
RR
New York(12/3/2020)
RR
North Carolina(11/12/2010)
RR
Pennsylvania(1/3/2011)
RR
South Carolina(1/12/2021)
RR
Tennessee(11/11/2010)
RR
Texas(1/3/2020)
IAR
Texas(3/31/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Norcross, GATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
