DB
Derek B. Boles
FORTIS ADVISORS
Wayne, PA 19087
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CRD#: 4266820
DB
Professional summary
Derek Brock Boles is a registered financial advisor currently at FORTIS ADVISORS, LLC located in Wayne, Pennsylvania.
Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Derek has worked at 6 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CHIEF EXECUTIVE OFFICER OF FORTIS PARTNERS LLC. NON-INVESTMENT RELATED ACTIVITY, 1045 FIRST AVENUE-SUITE 120, KING OF PRUSSIA, PA 19406, SERVICES INCLUDE PROVIDING FAMILY OFFICE SERVICES (ACCOUNTING, TAX, ETC...) 200 HOURS PER MONTH, 5 HOURS DURING TRADING HOURS. AS CEO, DEREK'S PRIMARY DUTIES IS TO OVERSEE THE BUSINESS OPERATIONS OF THE FAMILY OFFICE. HE IS RESPONSIBLE FOR BUSINESS DEVELOPMENT AND OVERALL DECISIONS AFFECTING THE OPERATIONS.
CRS (Client Relationship Summary) - RIA
Click below to view Derek Brock Boles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2014 - Present
FORTIS ADVISORS, LLC
Office #1: 656 E. Swedesford Road Suite 330, Wayne, PA 19087RIA
CRD#: 164498
Wayne, PA
Past
August 11, 2005 - January 2, 2008
SSN ADVISORY, INC.
RIA
CRD#: 126090
KING OF PRUSSIA, PA
Past
August 11, 2005 - January 2, 2008
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KING OF PRUSSIA, PA
Past
May 2, 2002 - August 16, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
May 2, 2002 - August 16, 2005
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
September 20, 2000 - May 24, 2002
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FORTIS ADVISORS, LLC
FORTIS ADVISORS, LLC | FORTIS WEALTH | FORTIS PRIVATE STRATEGIES I, LLC (RELYING ADVISER) | FORTIS FAMILY OFFICE | FORTIS CAPITAL REAL ESTATE MANAGER II, LLC (RELYING ADVISER) | FORTIS CAPITAL REAL ESTATE MANAGER (RELYING ADVISER)
CRD#: 164498 / SEC#: 801-80177
RIA
Registered Investment Advisory firm - (8/26/2014 Approved)Pennsylvania
Registered Investment Advisory firm - (9/4/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(9/4/2014)
IAR
Pennsylvania(1/30/2014)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FA
FORTIS ADVISORS, LLC
FORTIS ADVISORS, LLC | FORTIS WEALTH | FORTIS PRIVATE STRATEGIES I, LLC (RELYING ADVISER) | FORTIS FAMILY OFFICE | FORTIS CAPITAL REAL ESTATE MANAGER II, LLC (RELYING ADVISER) | FORTIS CAPITAL REAL ESTATE MANAGER (RELYING ADVISER)
CRD#: 164498 / SEC#: 801-80177
RIA
Registered Investment Advisory firm - (8/26/2014 Approved)Pennsylvania
Registered Investment Advisory firm - (9/4/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
656 E. Swedesford Road Suite 330, Wayne, PA 19087
Mailing Address
P.o. Box 276, Wayne, PA 19087
Phone number
(610) 313-0910
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 336 |
| AUM (Assets Under Management) | $ 508,437,827 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 01/24/2025 | ||
| 03/29/2024 | ||
| 12/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
