Timothy A. Catanzano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Andrew Catanzano was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2000. Timothy had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2021 - December 31, 2022
PEGASUS MANAGEMENT SERVICES L.L.C.
January 16, 2020 - February 2, 2021
NORTHEAST FINANCIAL GROUP, INC.
December 1, 2009 - June 12, 2019
VANGUARD MARKETING CORPORATION
December 4, 2002 - July 24, 2009
VANGUARD MARKETING CORPORATION
December 22, 2000 - July 6, 2001
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
PEGASUS MANAGEMENT SERVICES L.L.C.
CRD#: 314533 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 187 |
| AUM (Assets Under Management) | $ 26,435,000 |
Red Flags
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