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BS

Brendan K. Sheehan

ELEQUIN SECURITIES LLC
Radnor, PA 19087
Some features on this profile are disabled
CRD#: 4266673
BS

Professional summary


Brendan Kearns Sheehan, who also goes by Brandon Sheehan, Brendan Kearns Sheehan, Brendan Keavns Sheehan, is a registered financial professional currently at ELEQUIN SECURITIES LLC located in Radnor, Pennsylvania.

Brendan is registered as a RR (Registered Representative) and started their career in finance in 2001. Brendan has worked at 6 firms and has passed the Series 63, Series 52TO, Series 57TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Brandon Sheehan | Brendan Kearns Sheehan | Brendan Keavns Sheehan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Brendan Kearns Sheehan's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 10, 2024 - Present

ELEQUIN SECURITIES LLC

Office #1: 201 King Of Prussia Road Suite 650, Radnor, PA 19087Office #2: 1333 Broadway Suite 500, New York, NY 10018
BD
CRD#: 311650
Radnor, PA
Past

May 23, 2019 - March 11, 2024

SUSQUEHANNA FINANCIAL GROUP, LLLP

BD
CRD#: 35865
BALA CYNWYD, PA
Past

March 28, 2018 - June 17, 2019

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

February 15, 2012 - March 29, 2018

BLUEFIN CAPITAL MANAGEMENT, LLC

BD
CRD#: 113892
NEW YORK, NY
Past

July 26, 2006 - October 31, 2007

SUSQUEHANNA FINANCIAL GROUP, LLLP

BD
CRD#: 35865
BALA CYNWYD, PA
Past

August 12, 2005 - August 3, 2006

SUSQUEHANNA FIXED INCOME, L.P.

BD
CRD#: 103776
BALA CYNYWD, PA
Past

April 5, 2001 - October 19, 2001

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/17/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 8/27/2024
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/10/2022
General Securities Principal Examination
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA

Current Firm


ES
ELEQUIN SECURITIES LLC
ELEQUIN SECURITIES LLC

CRD#: 311650 / SEC#: , 8-70654

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1333 Broadway Suite 500, New York, NY 10018
Mailing Address
1333 Broadway Suite 500, New York, NY 10018
Phone number
(929) 346-7126
Established
Delaware since 04/07/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
ELEQUIN HOLDINGS LLCPARENT COMPANY
CROTTY, CHRISTOPHER CHARLESCHIEF COMPLIANCE OFFICER2488082
FINLAYSON, JAMES DREWPRESIDENT, FINOP, COO3096527
GUTIERREZ, PETER GERMANCHIEF EXECUTIVE OFFICER2933355

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ELEQUIN SECURITIES LLC

CRD#: 311650Radnor, PA 19087

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