JC
John A. Chalk
TRINITY PORTFOLIO ADVISORS
Southlake, TX 76092
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CRD#: 4266208
JC
Professional summary
John Allen Chalk JR., CFP®, who also goes by John Allen Chalk, is a registered financial advisor currently at TRINITY PORTFOLIO ADVISORS, LLC located in Southlake, Texas.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Allen Chalk
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.TRAD LIFE INS;121 COUNTRYSIDE COURT, STE 140, SOUTHLAKE,TX;1/2001 BRK; 1HR; 2.PKE,LLC; NOT INV;REAL ESTATE INV; MANAGER;3500 CITY CENTER TOWER II; FT WORTH, TX; 8/1999;1HR; 3.CURRENTLY SVC EIA'S JOHN CHALK.DUTIES:SALES.EIA SALES & SERVICE INV REL NAT:I INTEND TO SERVICE CLIENTS W/ EIA CONTRACTS THE WERE SOLD PRIOR 8/1/07. POS:AGENT DATE: 2004.HR/MO:0-1 NO. HR/MO DURING SEC TRADING: 0-1. 4.TRINITY LIFE SETTLEMENTS; 121 COUNTRYSIDE CT, STE 140 SOUTHLAKE, TX 76092; INV REL; START DATE 7/23/2021; MANAGER; TIME SPENT PER MONTH LESS THAN 5 HOURS; TIME SPENT DURING TRADING HOURS; LESS THAN 1 HOUR; PRIVATE PLACEMENT MANAGEMENT, CLOSED TO NEW INVESTMENTS. 5. CUPOLA CA LLC AND CUPOLA EQ, LLC; NON INV, 1508 THOMPSONS STATION RD W. THOMPSON'S STATION TN 37179, HOLDING COMPANY FOR CLINICS, BOARD MEMBER, 1/12025, 2 HOURS/MONTHLY DEVOTED DURING NON-TRADING HOURS, BOARD LEVEL STRATEGIC PLANNING.
CRS (Client Relationship Summary) - RIA
Click below to view John Allen Chalk JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
January 19, 2010 - Present
TRINITY PORTFOLIO ADVISORS, LLC
Office #1: 121 Countryside Court Suite 140, Southlake, TX 76092RIA
CRD#: 151721
Southlake, TX
Past
November 7, 2000 - December 15, 2009
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
FORT WORTH, TX
Past
October 19, 2000 - December 15, 2009
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
FORT WORTH, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TRINITY PORTFOLIO ADVISORS, LLC
ADAMI, LINDSEY & COMPANY, LLP | VOGEL FINANCIAL GROUP | TRINITY PORTFOLIO ADVISORS, LLC | TRINITY LS INVESTMENTS, LLC | TRINITY LS FUND III | TRINITY 2015 LS FUND | TRINITY 2014 LS FUND | THE M GROUP | TEXOMA FINANCIAL SERVICES, LP | RYLANDER, CLAY & OPITZ | PRIDE FINANCIAL ADVISORS | PATTON FINANCIAL SERVICES | NVEST WEALTH MANAGEMENT | HAYDEN FINANCIAL PARTNERS | GOLLOB, MORGAN & PEDDY FINANCIAL SERVICES | FREE4HIM, LLC | FORD & JOSLIN, LLC | FERGUSON OBERST WEALTH MANAGEMENT | ESTRADA WEBB & ASSOCIATES | COVENANT FAMILY FINANCIAL | CHALK, CULLUM & ASSOCIATES | CHALK CULLUM WEALTH MANAGEMENT, LLC | ALLEN WEALTH ADVISORS, LLC
CRD#: 151721 / SEC#: 801-70663
RIA
Registered Investment Advisory firm - (10/21/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(4/13/2023)
IAR
Texas(1/19/2010)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
TP
TRINITY PORTFOLIO ADVISORS, LLC
ADAMI, LINDSEY & COMPANY, LLP | VOGEL FINANCIAL GROUP | TRINITY PORTFOLIO ADVISORS, LLC | TRINITY LS INVESTMENTS, LLC | TRINITY LS FUND III | TRINITY 2015 LS FUND | TRINITY 2014 LS FUND | THE M GROUP | TEXOMA FINANCIAL SERVICES, LP | RYLANDER, CLAY & OPITZ | PRIDE FINANCIAL ADVISORS | PATTON FINANCIAL SERVICES | NVEST WEALTH MANAGEMENT | HAYDEN FINANCIAL PARTNERS | GOLLOB, MORGAN & PEDDY FINANCIAL SERVICES | FREE4HIM, LLC | FORD & JOSLIN, LLC | FERGUSON OBERST WEALTH MANAGEMENT | ESTRADA WEBB & ASSOCIATES | COVENANT FAMILY FINANCIAL | CHALK, CULLUM & ASSOCIATES | CHALK CULLUM WEALTH MANAGEMENT, LLC | ALLEN WEALTH ADVISORS, LLC
CRD#: 151721 / SEC#: 801-70663
RIA
Registered Investment Advisory firm - (10/21/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
121 Countryside Court Suite 140, Southlake, TX 76092
Mailing Address
Phone number
(817) 416-7227
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,268 |
| AUM (Assets Under Management) | $ 488,219,840 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2025 | ||
| 09/13/2024 | ||
| 10/27/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
