Terrance L. Slocum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrance Lee Slocum, who also goes by Sloke Slocum, Terry Slocum, was a registered financial professional .
Terrance is a previously registered financial professional and started their career in finance in 1971. Terrance had worked at 4 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 1998 - April 3, 2014
FB EQUITY SALES CORPORATION OF MICHIGAN
November 25, 1987 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
November 25, 1987 - April 16, 1998
OSAIC FA, INC.
March 8, 1971 - July 9, 1978
OSAIC FA, INC.
March 8, 1971 - April 16, 1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/26/1971
Registered Representative ExaminationCurrent Firm
FB EQUITY SALES CORPORATION OF MICHIGAN
CRD#: 39337 / SEC#: , 8-48645
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MICHIGAN FARM BUREAU FINANCIAL CORPORATION | OWNER | |
| BAKER, DAVID D | PRESIDENT | 1226090 |
| BEDNARSKI, CARL JOSEPH | CHAIRMAN OF THE BOARD | 6469516 |
| HOTZ, BLAIR MARSHALL | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 1030617 |
| KOK, ANDREW JAMES MR. | GENERAL COUNSEL | 6062463 |
| O'SHEA, DANIEL JAMES | TREASURER AND FINANCIAL & OPERATION PRINCIPAL | 6145212 |
| SIMON, DONALD EUGENE | VICE CHAIRMAN & SECRETARY | 6980206 |
Red Flags
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