David C. Hopkins

THE CAPITAL CHART ROOM, LTD

Fort Worth, TX 76107-8912

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CRD#: 4263836

Professional summary

David Christopher Hopkins, CFP® is a registered financial advisor currently at THE CAPITAL CHART ROOM, LTD located in Fort Worth, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Christopher Hopkins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 21, 2016 - Present

THE CAPITAL CHART ROOM, LTD

Office #1: 2821 West 7th Street Suite 550, Fort Worth, TX 76107-8912

RIA

CRD#: 117980

Fort Worth, TX

Past

August 25, 2009 - December 31, 2022

VALMARK SECURITIES, INC.

CRD#: 31243

FORT WORTH, TX

Past

January 25, 2006 - July 7, 2008

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

WESTLAKE, TX

Past

November 24, 2000 - January 26, 2006

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE CAPITAL CHART ROOM, LTD

CRD#: 117980 / SEC#: 801-60779

RIA

Registered Investment Advisory firm - (12/14/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/21/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/6/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/22/2000

General Securities Representative Examination

Current Firm

THE CAPITAL CHART ROOM, LTD

CRD#: 117980 / SEC#: 801-60779

RIA

Registered Investment Advisory firm - (12/14/2001 Approved)

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Contact information

Main Address

2821 West 7th Street Suite 550, Fort Worth, TX 76107-8912

Mailing Address

Phone number

(817) 801-6455

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (9/23/2025)

Regulatory assets under management

Total Number of Accounts	255
AUM (Assets Under Management)	$ 332,670,886

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David C. Hopkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Christopher Hopkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE CAPITAL CHART ROOM, LTD

VALMARK SECURITIES, INC.

NATIONAL FINANCIAL SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

THE CAPITAL CHART ROOM, LTD

State Registrations and Notice Filings

Exams

Series 63

Date: 12/6/2000

SIE

Date: 10/1/2018

Series 7

Date: 11/22/2000

Current Firm

THE CAPITAL CHART ROOM, LTD

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE CAPITAL CHART ROOM, LTD

TRUST BUT VERIFY

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