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MR

Matthew W. Rosborough

INTEGRITY FUNDS DISTRIBUTOR
Minot, ND 58703-3189
Some features on this profile are disabled
CRD#: 4263728
MR

Professional summary


Matthew William Rosborough, who also goes by Matthew W Rosborough, Matthew William Rosborough, is a registered financial professional currently at INTEGRITY FUNDS DISTRIBUTOR, LLC located in Minot, North Dakota.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2000. Matthew has worked at 8 firms and has passed the Series 65, Series 63, Series 22TO, Series 99TO, Series 82TO, Series 52TO, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Matthew W Rosborough | Matthew William Rosborough

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AssetMark Financial Holdings, Inc. (Parent Company) - in Concord, CA - Investment related - Employment start date 8/2021 - 160 hrs/monthly, National Consultant of AssetMark, Inc. - A Registered Investment Advisor - in Concord CA - Affiliate of AssetMark Brokerage, LLC. - Investment Related.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Matthew William Rosborough's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 20, 2024 - Present

INTEGRITY FUNDS DISTRIBUTOR, LLC

Office #1: 1 North Main Street, Minot, ND 58703-3189
BD
CRD#: 26293
Minot, ND
Past

December 17, 2021 - November 20, 2024

ASSETMARK, INC.

RIA
CRD#: 109018
Chicago, IL
Past

August 25, 2021 - November 20, 2024

ASSETMARK BROKERAGE, LLC

BD
CRD#: 169804
Chicago, IL
Past

August 5, 2020 - August 11, 2021

VISION 4 FUND DISTRIBUTORS

BD
CRD#: 298105
SCOTTSDALE, AZ
Past

April 29, 2010 - September 20, 2019

COREBRIDGE CAPITAL SERVICES, INC.

BD
CRD#: 13158
JERSEY CITY, NJ
Past

April 13, 2009 - May 10, 2010

ADVISORS ASSET MANAGEMENT, INC.

RIA
CRD#: 46727
BLAINE, MN
Past

February 4, 2009 - May 10, 2010

ADVISORS ASSET MANAGEMENT, INC.

BD
CRD#: 46727
MONUMENT, CO
Past

January 27, 2003 - February 17, 2009

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939
HOUSTON, TX
Past

April 15, 2002 - January 31, 2003

INVESTORS BROKERAGE SERVICES, INC.

BD
CRD#: 4257
ELGIN, IL
Past

December 4, 2000 - March 26, 2002

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(11/20/2024)
RR
Missouri
(11/20/2024)

Exams


State Security Law Exam
IAR
Series 65
Date: 2/14/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 11/20/2024
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 11/20/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 82TO
Date: 11/20/2024
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 52TO
Date: 11/20/2024
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


IF
INTEGRITY FUNDS DISTRIBUTOR, LLC
INTEGRITY FUNDS DISTRIBUTOR, INC. | THE RANSON COMPANY, INC. | RANSON CAPITAL CORPORATION | INTEGRITY FUNDS DISTRIBUTOR, LLC

CRD#: 26293 / SEC#: , 8-42561

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
1 North Main Street, Minot, ND 58703-3189
Mailing Address
Po Box 500, Minot, ND 58702-0500
Phone number
(701) 852-5292
Established
Kansas since 01/02/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (41 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CORRIDOR INVESTORS, LLCPARENT
HANSON, JONATHAN RAYSECRETARY5907963
KLEBE, KRAIG ERIKTREASURER3090758
RADKE, SHANNON DOYLEPRESIDENT1894150
TEETS, BROCK JASONVICE PRESIDENT3196570
WILLIAMS, JOHN RAYCCO1865081

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INTEGRITY FUNDS DISTRIBUTOR, LLC

CRD#: 26293Minot, ND 58703-3189

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