William E. Connelly

BILLS ASSET MANAGEMENT

FRANKLIN, TN

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CRD#: 4263676

Professional summary

William Edward Connelly is a registered financial advisor currently at BILLS ASSET MANAGEMENT located in Franklin, Tennessee.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. William has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CONNELLY & ASSOCIATES, PLC 3817 BEDFORD AVENUE, STE 140 NASHVILLE, TN 37215 2. CERTIFIED PUBLIC ACCOUNTANTS 3. CPA - OWNER 4. ACCOUNTING SERVICES 5. ALL 6. YES 7. YES - $72,000

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Edward Connelly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2004 - Present

BILLS ASSET MANAGEMENT

RIA

CRD#: 114520

FRANKLIN, TN

Past

April 27, 2004 - October 19, 2004

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

BRENTWOOD, TN

Past

September 15, 2001 - October 19, 2004

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

November 17, 2000 - September 15, 2001

HOWARD WEIL INCORPORATED

CRD#: 30958

NEW ORLEANS, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(6/18/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/22/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/16/2000

General Securities Representative Examination

Current Firm

BILLS ASSET MANAGEMENT

CRD#: 114520 / SEC#: 801-61871

RIA

Registered Investment Advisory firm - (7/17/2012 Terminated)

Tennessee

Registered Investment Advisory firm - (7/3/2012 Approved)

Texas

Registered Investment Advisory firm - (4/4/2014 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Nashville, TN

Mailing Address

Phone number

(615) 371-5928

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	350
AUM (Assets Under Management)	$ 58,489,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William E. Connelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Edward Connelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

BILLS ASSET MANAGEMENT

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

HOWARD WEIL INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 11/22/2000

Series 7

Date: 11/16/2000

Current Firm

BILLS ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BILLS ASSET MANAGEMENT

TRUST BUT VERIFY

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