Iqbal S. Brainch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Iqbal Singh Brainch was a registered financial professional .
Iqbal is a previously registered financial professional and started their career in finance in 2001. Iqbal had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2010 - December 3, 2014
ADVANTAGE SECURITIES LLC
November 16, 2001 - September 29, 2004
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ADVANTAGE SECURITIES LLC
CRD#: 39362 / SEC#: , 8-48652
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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