Lisa Courtney Jones
Professional Summary
Lisa Courtney Jones is a registered financial advisor currently at ADVANTAGE SECURITIES LLC located in Chicago, Illinois. Lisa is registered as a RR (Registered Representative) and started their career in finance in 2001. Lisa has worked at 3 firms and has passed the Series 99TO, SIE, Series 7, Series 52, Series 3, Series 14, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
ADVANTAGE SECURITIES LLC | BLACKHAWK FINANCIAL L.L.C.
Contact Information
Main Address
141 West Jackson Boulevard Suite 3900, Chicago, IL 60604Mailing Address
141 West Jackson Boulevard Suite 3900, Chicago, IL 60604Phone Number
(312) 800-7000Established
Illinois since 08/03/1995Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Lisa Courtney Jones's CRS (Customer Relationship Summary).
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