Chad L. Boeding

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CRD#: 4262607

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Chad Louis Boeding was a registered financial professional .

Chad is a previously registered financial professional and started their career in finance in 2000. Chad had worked at 6 firms and has passed the Series 66, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

SAN FRANCISCO, CA

Past

March 7, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

SAN FRANCISCO, CA

Past

October 19, 2000 - March 24, 2008

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IEQ CAPITAL, LLC

EPIQ CAPITAL GROUP, LLC | IEQ CAPITAL, LLC

CRD#: 301819 / SEC#: 801-115278

RIA

Registered Investment Advisory firm - (5/14/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/1/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/18/2000

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 9/26/2000

National Commodity Futures Examination

Current Firm

IEQ CAPITAL, LLC

EPIQ CAPITAL GROUP, LLC | IEQ CAPITAL, LLC

CRD#: 301819 / SEC#: 801-115278

RIA

Registered Investment Advisory firm - (5/14/2019 Approved)

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Contact information

Main Address

950 Tower Lane Suite 1800, Foster City, CA 94404

Mailing Address

Phone number

(650) 581-9807

Established

Firm type

Fiscal year end

# of Employees

222

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IEQ - FORM ADV PART2A - OCTOBER 2025 (10/30/2025)

Regulatory assets under management

Total Number of Accounts	1,963
AUM (Assets Under Management)	$ 35,380,260,418

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/30/2023	Cover Page	Report
01/18/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Chad L. Boeding

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EPIQ CAPITAL GROUP, LLC

ICONIQ CAPITAL, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

IEQ CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/1/2000

Series 7

Date: 10/18/2000

Series 3

Date: 9/26/2000

Current Firm

IEQ CAPITAL, LLC

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

IEQ CAPITAL, LLC

TRUST BUT VERIFY

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