SC
Scott L. Comeau
BCU WEALTH ADVISORS
Vernon Hills, IL 60061
Some features on this profile are disabled
CRD#: 4261244
SC
Professional summary
Scott Leonard Comeau, who also goes by Scott Leonard Comeau, Scott Comeau, is a registered financial advisor currently at BCU WEALTH ADVISORS, LLC located in Vernon Hills, Illinois and LPL FINANCIAL LLC located in Vernon Hills, Illinois.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Scott has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Leonard Comeau | Scott Comeau
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 06/15/2023 - BCU Wealth Advisors, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2023 - 160 Hr/Mth 2) 05/10/2023 - Baxter Credit Union - Financial Institution Duty - Manager - Inv Rel - At Reported Business Location(s) - Start: 09/2013 - 160 Hr/Mth 3) 05/10/2023 - AFFLIATE WITH IAABO BOARD 130 - Independent Basketball Official - Non-Inv Rel - La Grange Park, IL - Start: 11/1999 - 3 Hr/Mth 4) 08/03/2023 - BCU Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 06/30/2023 - 160 Hours Per Month/ 160 Hours During Trading - Time Spent 100% 5) 08/03/2023 - BCU Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 06/30/2023 - 160 Hours Per Month/ 160 Hours During Trading - Time Spent 100% - I provide investment advisory services through BCU Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 6/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Leonard Comeau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 12, 2018 - Present
BCU WEALTH ADVISORS, LLC
Office #1: 300 N. Milwaukee Avenue, Vernon Hills, IL 60061RIA
CRD#: 164173
Vernon Hills, IL
Current
June 30, 2023 - Present
LPL FINANCIAL LLC
Office #1: 300 N Milwaukee Ave, Vernon Hills, IL 60061RIA
BD
CRD#: 6413
Vernon Hills, IL
Past
July 16, 2019 - June 30, 2023
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
VERNON HILLS, IL
Past
June 9, 2003 - December 31, 2004
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
BD
CRD#: 30107
BOSTON, MA
Past
September 20, 2001 - September 27, 2002
STATE STREET RESEARCH & MANAGEMENT COMPANY
RIA
CRD#: 104552
BOSTON, MA
Past
January 1, 2001 - September 30, 2002
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
BD
CRD#: 17580
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BCU WEALTH ADVISORS, LLC
BCU WEALTH ADVISORS, LLC
CRD#: 164173 / SEC#: 801-81122
RIA
Registered Investment Advisory firm - (3/12/2015 Approved)California
Registered Investment Advisory firm - (4/12/2015 Terminated)Illinois
Registered Investment Advisory firm - (3/13/2015 Terminated)Louisiana
Registered Investment Advisory firm - (9/14/2015 Terminated)Minnesota
Registered Investment Advisory firm - (3/12/2015 Terminated)Texas
Registered Investment Advisory firm - (3/13/2015 Terminated)Wisconsin
Registered Investment Advisory firm - (3/13/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Illinois(12/12/2018)
RR
Illinois(6/30/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/16/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BCU WEALTH ADVISORS, LLC
BCU WEALTH ADVISORS, LLC
CRD#: 164173 / SEC#: 801-81122
RIA
Registered Investment Advisory firm - (3/12/2015 Approved)California
Registered Investment Advisory firm - (4/12/2015 Terminated)Illinois
Registered Investment Advisory firm - (3/13/2015 Terminated)Louisiana
Registered Investment Advisory firm - (9/14/2015 Terminated)Minnesota
Registered Investment Advisory firm - (3/12/2015 Terminated)Texas
Registered Investment Advisory firm - (3/13/2015 Terminated)Wisconsin
Registered Investment Advisory firm - (3/13/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 N. Milwaukee Avenue, Vernon Hills, IL 60061
Mailing Address
Phone number
(847) 932-8007
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,899 |
| AUM (Assets Under Management) | $ 534,972,633 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
