Jason E. Polansky

J.P. CAPITAL MANAGEMENT

EUGENE, OR 97405

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CRD#: 4261122

Professional summary

Jason Edgar Polansky, CFA is a registered financial advisor currently at J.P. CAPITAL MANAGEMENT, INC. located in Eugene, Oregon.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jason has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Edgar Polansky's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

November 21, 2006 - Present

J.P. CAPITAL MANAGEMENT, INC.

Office #1: 4990 Hunters Glen Dr, Eugene, OR 97405

RIA

CRD#: 142109

EUGENE, OR

Past

September 13, 2002 - December 31, 2006

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

EUGENE, OR

Past

September 20, 2000 - December 31, 2006

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

EUGENE, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(11/21/2006)

IAR

Texas
(6/11/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/20/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/2000

General Securities Representative Examination

Current Firm

J.P. CAPITAL MANAGEMENT, INC.

J.P. CAPITAL MANAGEMENT, INC. | JP CAPITAL MANAGEMENT, INC.

CRD#: 142109 / SEC#: 801-71285

RIA

Registered Investment Advisory firm - (3/28/2012 Terminated)

Oregon

Registered Investment Advisory firm - (3/21/2012 Approved)

Texas

Registered Investment Advisory firm - (3/23/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4990 Hunters Glen Dr, Eugene, OR 97405

Mailing Address

Phone number

(541) 343-2064

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	153
AUM (Assets Under Management)	$ 76,971,598

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason E. Polansky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Edgar Polansky's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. CAPITAL MANAGEMENT, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/20/2000

Series 7

Date: 9/19/2000

Current Firm

J.P. CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

J.P. CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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