LB
Lorie A. Bowers
STATE FARM INVESTMENT MANAGEMENT
Edwardsburg, MI 49112
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CRD#: 4261031
LB
Professional summary
Lorie A Bowers is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Edwardsburg, Michigan and STATE FARM VP MANAGEMENT CORP. located in Edwardsburg, Michigan.
Lorie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Lorie has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MARY KAY; non-investment-related; 70272 LAKEVIEW DR, EDWARDSBURG, MI 49112; PURCHASING MARY KAY PRODUCTS FOR THE DISCOUNT OR SELLING MARY KAY PRODCUTS; INDEPENDENT CONTRACTOR; 1 HR/MO, 0 DURING TRADING HRS; ORDER PRODUCT-I WANT TO SIGN UP TO SELL MARY KAY IN ORDER TO RECIEVE A DISCOUNT. DON'T PLAN ON SELLING IT TO MAKE MONEY AT THIS TIME 2) Norwex; non-investment related; 70272 lakeview drive, Edwardsburg, MI 49112; cleaning products; owner 100%; 12/1/16; selling and distributing cleaning products to friends and family for the discount and free product; 1 hr for both. 3) Young Living; non-investment related; 70272 Lakeview Drive, Edwardsburg, MI 49112; signed up to receive the discount; 10/1/2018; 1; 0; none. 4) Lorie Bowers's Insurance Agency; Insurance Agency; Investment-related; 68935 Gateway Dr Edwardsburg, MI 49112-9491; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 7/1/2006; 80; 80; Service customers and supervise employees 5) Troy and Lorie - Property #1 (personally held real estate; investment- related; 26431 Yankee Street, Edwardsburg, MI 49112; Commercial Property; Owner; 10/01/2024; 1;0; Rental and collecting money.
CRS (Client Relationship Summary) - RIA
Click below to view Lorie A Bowers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2021 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 68935 Gateway Dr, Edwardsburg, MI 49112RIA
CRD#: 3487
Edwardsburg, MI
Current
January 20, 2005 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 68935 Gateway Dr, Edwardsburg, MI 49112-9491BD
CRD#: 43036
Edwardsburg, MI
Past
December 18, 2000 - January 5, 2004
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(7/2/2007)
IAR
Indiana(9/20/2024)
RR
Michigan(11/16/2005)
IAR
Michigan(11/8/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Edwardsburg, MI 49112TRUST BUT VERIFY
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