Devin J. Harrigan

ASCENT CAPITAL

Bend, OR 97702

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CRD#: 4260949

Professional summary

Devin James Harrigan, CFP® is a registered financial advisor currently at ASCENT CAPITAL located in Bend, Oregon.

Devin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Devin has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HARRIGAN PRICE FRONK & CO., NON INVESTMENT RELATED, 975 SW COLORADO, SUITE 200 BEND, OR 97702, CERTIFIED PUBLIC ACCOUNTANT, STAFF ACCOUNTANT, OVERLAPPING OWNERSHIP, REFER CLIENTS, 07/2001, 20 HOURS PER MONTH, 0 HOURS, ASSIST WITH TAX PREPARATION AND BUSINESS VALUATIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Devin James Harrigan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

November 16, 2004 - Present

ASCENT CAPITAL

Office #1: 395 Sw Bluff Drive Ste 200, Bend, OR 97702

RIA

CRD#: 131423

Bend, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASCENT CAPITAL

ASCENT CAPITAL | ASCENT YOUR FINANCIAL GUIDE. | ASCENT CAPITAL MANAGEMENT, LLC | ASCENT CAPITAL MANAGEMENT

CRD#: 131423 / SEC#: 801-63211

RIA

Registered Investment Advisory firm - (6/1/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/7/2022)

IAR

Oregon
(11/16/2004)

IAR

Washington
(4/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/22/2003

Uniform Investment Adviser Law Examination

Current Firm

ASCENT CAPITAL

ASCENT CAPITAL | ASCENT YOUR FINANCIAL GUIDE. | ASCENT CAPITAL MANAGEMENT, LLC | ASCENT CAPITAL MANAGEMENT

CRD#: 131423 / SEC#: 801-63211

RIA

Registered Investment Advisory firm - (6/1/2004 Approved)

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Contact information

Main Address

395 Sw Bluff Drive Ste 200, Bend, OR 97702

Mailing Address

Phone number

(541) 382-4847

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

20250310 FORM ADV PART 2 - ASCENT CAPITAL MANAGEMENT LLC (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,205
AUM (Assets Under Management)	$ 445,577,662

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Devin J. Harrigan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Devin James Harrigan's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASCENT CAPITAL

Primary Firm SEC Registration

ASCENT CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 5/22/2003

Current Firm

ASCENT CAPITAL

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASCENT CAPITAL

TRUST BUT VERIFY

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