Ryan J. Armock

CETERA INVESTMENT ADVISERS LLC

BLACK CREEK, WI

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CRD#: 4260917

Professional summary

Ryan Joseph Armock, who also goes by Ryan J Armock, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Black Creek, Wisconsin and CETERA INVESTMENT SERVICES LLC located in West Des Moines, Iowa.

Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Ryan has worked at 13 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan J Armock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: ERA OF BLOOMS, LLC INVESTMENT RELATED: NO ADDRESS: BLACK CREEK, WI 54106 NATURE OF BUSINESS: FLORAL DESIGN POSITION/TITLE/RELATIONSHIP: PRESIDENT START DATE: 2/2019 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE DUTIES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Joseph Armock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #2: 1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266

RIA

CRD#: 105644

BLACK CREEK, WI

Current

October 12, 2022 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266

CRD#: 15340

West Des Moines, IA

Current

October 12, 2022 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266

CRD#: 13572

West Des Moines, IA

Current

October 12, 2022 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266

CRD#: 10358

West Des Moines, IA

Current

October 12, 2022 - Present

CETERA ADVISORS LLC

Office #1: 1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266

CRD#: 10299

West Des Moines, IA

Past

October 12, 2022 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

Black Creek, WI

Past

August 13, 2021 - September 21, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ALBANY, NY

Past

June 7, 2021 - September 23, 2022

THRIVENT ADVISOR NETWORK, LLC

RIA

CRD#: 304569

Appleton, WI

Past

July 19, 2018 - May 24, 2021

PRIVATE CLIENT SERVICES, LLC

RIA

CRD#: 120222

Appleton, WI

Past

July 13, 2018 - May 24, 2021

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

Appleton, WI

Past

January 22, 2018 - July 12, 2018

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

December 5, 2003 - July 12, 2018

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

December 11, 2001 - July 12, 2018

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

APPLETON, WI

Past

September 24, 2001 - June 25, 2018

SII INVESTMENTS, INC.

RIA

CRD#: 2225

APPLETON, WI

Past

September 24, 2001 - July 12, 2018

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

September 28, 2000 - August 15, 2001

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Iowa
(10/12/2022)

IAR

Iowa
(8/12/2025)

Wisconsin
(10/12/2022)

IAR

Wisconsin
(6/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/5/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/27/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/5/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ryan J. Armock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Joseph Armock's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

CETERA WEALTH SERVICES, LLC

CETERA FINANCIAL SPECIALISTS LLC

CETERA ADVISORS LLC

CETERA WEALTH SERVICES, LLC

PURSHE KAPLAN STERLING INVESTMENTS

THRIVENT ADVISOR NETWORK, LLC

PRIVATE CLIENT SERVICES, LLC

PRIVATE CLIENT SERVICES, LLC

INVEST FINANCIAL CORPORATION

NATIONAL PLANNING CORPORATION

INVESTMENT CENTERS OF AMERICA, INC.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/5/2000

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/27/2000

Series 24

Date: 4/5/2004

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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