BB
Bradley A. Bruna
TSFG
Lake Forest, IL 60045
Some features on this profile are disabled
CRD#: 4260364
BB
Professional summary
Bradley A. Bruna, who also goes by Brad Bruna, is a registered financial advisor currently at TSFG, LLC located in Lake Forest, Illinois and LPL FINANCIAL LLC located in Houston, Texas.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Bradley has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad Bruna
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 12/01/2022 - TS Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/1/2022 - 140 hrs/8hrs during trading 2) 12/01/2022 - Not Your Daddy's Sports Collection - Other - Family Business - Family Business/ Wife - Owner - Non Inv Rel - Home Based - Start Date 12/01/2021 - 1 Hr/Mth/ 0 hours during trading 3) 04/22/2024 - Bruna Financial Group, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 04/09/2024 - 160 Hours Per Month/ 8 Hours During Trading 4. 08/11/2025 - GradePoint Insurance- The Fifteen Group - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 09/09/2024 - 5 Hours Per Month/ 5 Hours During Trading 5. 08/12/2025 - 15 Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 100 Hours Per Month/ 100 Hours During Trading 6. 08/12/2025 - 15 Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/24/2024 - 35 Hours Per Month/ 35 Hours During Trading 7. 09/19/2025 - TSFG, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 09/10/2025 - 30 Hours Per Month/ 30 Hours During Trading.. I provide investment advisory services through TSFG, LLC, an independent investment advisor firm. I started this business activity in 09/2025. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley A. Bruna's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2024 - Present
TSFG, LLC
Office #1: 1052 N Western Avenue, Lake Forest, IL 60045RIA
CRD#: 172555
Lake Forest, IL
Current
December 1, 2022 - Present
LPL FINANCIAL LLC
Office #1: 24 Greenway Plaza, Ste 1800-o, Houston, TX 77046RIA
BD
CRD#: 6413
HOUSTON, TX
Past
November 29, 2006 - October 12, 2022
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
HOUSTON, TX
Past
November 8, 2006 - October 12, 2022
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
HOUSTON, TX
Past
February 23, 2001 - August 15, 2001
HILLTOP SECURITIES INC.
BD
CRD#: 6220
DALLAS, TX
Past
February 14, 2001 - March 1, 2001
MYDISCOUNTBROKER.COM
BD
CRD#: 42565
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TSFG, LLC
ALCHEMY ADVISORS, LLC | TSFG, LLC | TS FINANCIAL GROUP, LLC | THE ASSOCIATES GROUP | GIBBONS FINANCIAL GROUP, INC. | CAPITAL STREET ADVISORS | ALCHEMY FINANCIAL GROUP
CRD#: 172555 / SEC#: 801-99339
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Illinois
Registered Investment Advisory firm - (6/3/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(12/1/2022)
IAR
Illinois(8/20/2024)
RR
Texas(12/1/2022)
IAR
Texas(8/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TL
TSFG, LLC
ALCHEMY ADVISORS, LLC | TSFG, LLC | TS FINANCIAL GROUP, LLC | THE ASSOCIATES GROUP | GIBBONS FINANCIAL GROUP, INC. | CAPITAL STREET ADVISORS | ALCHEMY FINANCIAL GROUP
CRD#: 172555 / SEC#: 801-99339
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Illinois
Registered Investment Advisory firm - (6/3/2015 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1052 N Western Avenue, Lake Forest, IL 60045
Mailing Address
Phone number
(847) 735-7100
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,651 |
| AUM (Assets Under Management) | $ 854,306,837 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
