Jeffrey R. Mauritzen

FARMERS ASSET MANAGEMENT

ARLINGTON HEIGHTS, IL 60004

Some features on this profile are disabled

CRD#: 4259711

Professional summary

Jeffrey Robert Mauritzen, CFP®, who also goes by Jeff Mauritzen, is a registered financial advisor currently at FARMERS ASSET MANAGEMENT, LLC located in Arlington Heights, Illinois and FARMERS FINANCIAL SOLUTIONS, LLC located in Arlington Heights, Illinois.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Mauritzen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Robert Mauritzen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

December 3, 2025 - Present

FARMERS ASSET MANAGEMENT, LLC

Office #1: 215 N Arlington Heights Rd Suite 100, Arlington Heights, IL 60004

RIA

CRD#: 336230

ARLINGTON HEIGHTS, IL

Current

March 10, 2009 - Present

FARMERS FINANCIAL SOLUTIONS, LLC

Office #1: 215 N. Arlington Heights. Rd. # 100, Arlington Heights, IL 60004

CRD#: 103863

ARLINGTON HEIGHTS, IL

Past

October 9, 2000 - February 6, 2009

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

ARLINGTON HEIGHTS, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/2/2022)

Arkansas
(1/18/2011)

California
(8/26/2021)

IAR

California
(12/3/2025)

Colorado
(5/7/2009)

Florida
(5/7/2009)

Georgia
(12/6/2021)

Illinois
(3/10/2009)

Indiana
(8/14/2023)

Iowa
(4/2/2026)

Kentucky
(7/28/2015)

Ohio
(8/13/2025)

South Carolina
(7/6/2022)

Texas
(6/5/2025)

Virginia
(7/21/2014)

Wisconsin
(10/26/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/9/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/6/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FARMERS ASSET MANAGEMENT, LLC

CRD#: 336230 / SEC#:

California

Registered Investment Advisory firm - (12/3/2025 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6301 Owensmouth Ave., Woodland Hills, CA 91367

Mailing Address

Phone number

(818) 965-0277

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Allison Moran

ONEAMERICA SECURITIES, INC.

Lincolnshire, IL

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey R. Mauritzen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Robert Mauritzen's CRS (Customer Relationship Summary).

Certified licenses

Experience

FARMERS ASSET MANAGEMENT, LLC

FARMERS FINANCIAL SOLUTIONS, LLC

FARMERS FINANCIAL SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/9/2000

SIE

Date: 10/1/2018

Series 6

Date: 10/6/2000

FINRA

Current Firm

FARMERS ASSET MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

FARMERS ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors