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LH

Laura J. Horan

STONEHAVEN
NEW YORK, NY 10020
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CRD#: 4259685
LH

Professional summary


Laura Jane Horan, who also goes by Laura Jane Smoczynski, is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.

Laura is registered as a RR (Registered Representative) and started their career in finance in 2000. Laura has worked at 3 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Laura Jane Smoczynski

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Laura Jane Horan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 5, 2022 - Present

STONEHAVEN, LLC

Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020
BD
CRD#: 118913
NEW YORK, NY
Past

July 26, 2002 - November 2, 2016

LORD, ABBETT & CO. LLC

RIA
CRD#: 110391
JERSEY CITY, NJ
Past

September 29, 2000 - November 2, 2016

LORD ABBETT DISTRIBUTOR LLC

BD
CRD#: 530
JERSEY CITY, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/18/2023)
RR
Alaska
(1/18/2023)
RR
Arizona
(1/18/2023)
RR
Arkansas
(1/18/2023)
RR
California
(1/18/2023)
RR
Colorado
(1/18/2023)
RR
Connecticut
(1/18/2023)
RR
Delaware
(1/18/2023)
RR
District of Columbia
(1/18/2023)
RR
Florida
(1/18/2023)
RR
Georgia
(1/18/2023)
RR
Hawaii
(1/18/2023)
RR
Idaho
(1/18/2023)
RR
Illinois
(1/18/2023)
RR
Indiana
(1/18/2023)
RR
Iowa
(1/18/2023)
RR
Kansas
(1/18/2023)
RR
Kentucky
(1/18/2023)
RR
Louisiana
(1/18/2023)
RR
Maine
(1/18/2023)
RR
Maryland
(1/18/2023)
RR
Massachusetts
(1/18/2023)
RR
Michigan
(1/18/2023)
RR
Minnesota
(1/18/2023)
RR
Mississippi
(1/18/2023)
RR
Missouri
(1/18/2023)
RR
Montana
(1/18/2023)
RR
Nebraska
(1/18/2023)
RR
Nevada
(1/18/2023)
RR
New Hampshire
(1/18/2023)
RR
New Jersey
(1/18/2023)
RR
New Mexico
(1/18/2023)
RR
New York
(1/18/2023)
RR
North Carolina
(1/18/2023)
RR
North Dakota
(1/18/2023)
RR
Ohio
(1/18/2023)
RR
Oklahoma
(1/18/2023)
RR
Oregon
(1/18/2023)
RR
Pennsylvania
(1/18/2023)
RR
Puerto Rico
(1/3/2024)
RR
Rhode Island
(1/18/2023)
RR
South Carolina
(1/18/2023)
RR
South Dakota
(1/18/2023)
RR
Tennessee
(1/18/2023)
RR
Texas
(1/18/2023)
RR
Utah
(1/18/2023)
RR
Vermont
(1/18/2023)
RR
Virginia
(1/18/2023)
RR
Washington
(1/18/2023)
RR
West Virginia
(1/18/2023)
RR
Wisconsin
(1/18/2023)
RR
Wyoming
(1/18/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 1/12/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/7/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/5/2022
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/21/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


SL
STONEHAVEN, LLC
STONEHAVEN, LLC

CRD#: 118913 / SEC#: , 8-53699

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
600 Fifth Avenue 2nd Floor, New York, NY 10020
Mailing Address
600 Fifth Avenue 2nd Floor, New York, NY 10020
Phone number
(917) 349-7050
Established
Delaware since 10/12/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
STONEHAVEN HOLDINGS LLCSOLE MEMBER OF STONEHAVEN LLC
FRANK, DAVID THOMASCEO3256230
JAFARZADEH, STEVEN ERICCCO2994968
SULLIVAN, MARK JOSEPHCGO2925479

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STONEHAVEN, LLC

CRD#: 118913New York, NY 10020

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