George Z. Skrabonja
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Zvonimi Skrabonja was a registered financial advisor .
George is a previously registered financial advisor and started their career in finance in 1969. George had worked at 7 firms and has passed the Series 65, Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2010 - October 18, 2010
IAA FINANCIAL LLC
September 4, 2002 - March 26, 2010
GUNNALLEN FINANCIAL, INC
May 17, 2002 - March 26, 2010
GUNNALLEN FINANCIAL, INC
January 7, 1997 - May 17, 2002
FIRST MONTAUK SECURITIES CORP.
August 4, 1992 - December 31, 1996
FIRST MONTAUK SECURITIES CORP.
May 1, 1992 - July 10, 1992
CADARET, GRANT & CO., INC.
April 19, 1991 - January 31, 1992
TOWER SQUARE SECURITIES, INC.
October 8, 1986 - March 14, 1991
THE RANDALL-GEORGE CORPORATION
March 16, 1976 - December 9, 1986
TOWER SQUARE SECURITIES, INC.
September 15, 1969 - June 10, 1986
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/7/1966
Registered Representative ExaminationSeries 00
Date: 8/22/1969
General Securities Principal ExaminationCurrent Firm
IAA FINANCIAL LLC
CRD#: 6578 / SEC#: , 8-18463
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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