Matthew B. Dudley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Browning Dudley, who also goes by Matthew Dudley, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2000. Matthew had worked at 7 firms and has passed the Series 63, Series 65, Series 66, Series 7TO, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2022 - July 8, 2024
FORESIDE FUND SERVICES, LLC
October 20, 2020 - November 10, 2021
BLUE FOX ADVISORS, LLC
November 13, 2014 - September 15, 2016
LAKE STREET CAPITAL MARKETS, LLC
January 23, 2014 - April 17, 2014
WEEDEN & CO.L.P.
December 3, 2013 - April 17, 2014
LEUTHOLD WEEDEN CAPITAL MANAGEMENT
August 14, 2002 - April 17, 2014
WEEDEN & CO.L.P.
May 3, 2002 - July 29, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 11, 2000 - April 8, 2002
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/14/2022
General Securities Representative ExaminationSeries 6TO
Date: 4/6/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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