Valerie M. Seymour

QUEST 10 WEALTH BUILDERS

Fuquay-varina, NC 27526

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CRD#: 4259311

Professional summary

Valerie Marie Seymour, who also goes by Valerie M Springle, Valerie Marie Springle, is a registered financial advisor currently at QUEST 10 WEALTH BUILDERS, INC. located in Fuquay-varina, North Carolina.

Valerie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Valerie has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Valerie M Springle | Valerie Marie Springle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

QUEST 10 WEALTH BUILDERS, INC. - INSURANCE AGENT LICENSED IN LIFE, ANNUITY, HEALTH, MEDICARE SUPPLEMENT, LONG TERM CARE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Valerie Marie Seymour's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 13, 2015 - Present

QUEST 10 WEALTH BUILDERS, INC.

Office #1: 7629 Purfoy Road Suite 105, Fuquay-varina, NC 27526

RIA

CRD#: 154092

Fuquay-varina, NC

Past

July 21, 2015 - October 18, 2017

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

FUQUAY-VARINA, NC

Past

June 10, 2003 - March 13, 2006

BARON CAPITAL, INC.

CRD#: 10538

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUEST 10 WEALTH BUILDERS, INC.

COMPLETE FINANCIAL SOLUTIONS | QUEST 10 WEALTH BUILDERS, INC. | KDS INVESTMENT MANAGEMENT, INC. | COMPLETE FINANCIAL SOLUTIONS, INC.

CRD#: 154092 / SEC#: 801-126228

RIA

Registered Investment Advisory firm - (7/28/2022 Approved)

North Carolina

Registered Investment Advisory firm - (8/29/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(4/13/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/9/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/1/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/21/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

QUEST 10 WEALTH BUILDERS, INC.

COMPLETE FINANCIAL SOLUTIONS | QUEST 10 WEALTH BUILDERS, INC. | KDS INVESTMENT MANAGEMENT, INC. | COMPLETE FINANCIAL SOLUTIONS, INC.

CRD#: 154092 / SEC#: 801-126228

RIA

Registered Investment Advisory firm - (7/28/2022 Approved)

North Carolina

Registered Investment Advisory firm - (8/29/2022 Terminated)

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Contact information

Main Address

7629 Purfoy Road Suite 105, Fuquay-varina, NC 27526

Mailing Address

Phone number

(919) 552-4286

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	933
AUM (Assets Under Management)	$ 187,742,903

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Valerie M. Seymour

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Valerie Marie Seymour's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUEST 10 WEALTH BUILDERS, INC.

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

BARON CAPITAL, INC.

Primary Firm SEC Registration

QUEST 10 WEALTH BUILDERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/9/2015

Series 63

Date: 7/1/2002

Series 6

Date: 6/21/2001

Current Firm

QUEST 10 WEALTH BUILDERS, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUEST 10 WEALTH BUILDERS, INC.

TRUST BUT VERIFY

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