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Dawn Marie Reese

CRD# 4259067·Registered 2001 - 2006
Barred: Dawn Marie Reese was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Dawn Marie Reese, who also goes by Dawn Marie Blanford, was a registered financial advisor. Dawn was a previously registered financial professional and started their career in finance 2001 - 2006. Dawn had worked at 1 firm and has passed the Series 63, Series 22 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dawn Marie Blanford

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

GLOBAL EXPRESS SECURITIES, INC.·CRD# 41921
BD
Las Vegas, NV
August 16, 2001 - September 18, 2006

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Current Firm

GE
GLOBAL EXPRESS SECURITIES, INC.

FIRST FLORIDA CAPITAL MARKETS GROUP INC. | GLOBAL EXPRESS SECURITIES, INC. | FIRST FLORIDA SECURITIES, INC. | FIRST FLORIDA FUNDING INC. | FIRST FLORIDA FUNDING CORP. | FIRST FLORIDA FINANCIAL GROUP, INC.

CRD#: 41921 / SEC#: 8-49627
BD
Revoked by SEC on 10/02/2006

Contact Information

Established

Florida since 01/22/1998

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FARRIS, CONNIE SUESHAREHOLDER4256033
BARNETT, DAVID BENJAMINFINOP1669970
KICKER, LOU ANNEXECUTIVE VICE PRESIDENT4505169
MILLS, AARON SCOTTVICE PRESIDENT, COMPLIANCE OFFICER2923029
REESE, DAWN MARIEPRESIDENT4259067

Disclosures

Regulatory Event

3

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2000About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed May 2001About the Series 22 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Jul 2002About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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