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David R Biede

CRD# 4258630·Registered 2000 - 2012
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David R Biede was a registered financial advisor. David was a previously registered financial professional and started their career in finance 2000 - 2012. David had worked at 4 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

CENTERRE CAPITAL LLC·CRD# 148091
BD
West Des Moines, IA
November 24, 2010 - October 31, 2012
SPC·CRD# 110692
RIA
Urbandale, IA
September 9, 2003 - November 4, 2009
PARKLAND SECURITIES, LLC·CRD# 115368
BD
Urbandale, IA
March 4, 2003 - November 4, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
October 12, 2000 - February 26, 2002

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Current Firm

CC
CENTERRE CAPITAL LLC

CENTERRE CAPITAL LLC

CRD#: 148091 / SEC#: 8-67960
BD
Terminated by SEC on 04/29/2017

Contact Information

Established

Missouri since 05/26/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
HOFF, DAVID MICHAELPRESIDENT, MANAGING MEMBER1058737
CHRISTY, ZEONIA MARIECCO4067924
JEHLE, JEANNE ANNFINOP4885198

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2000About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Oct 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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