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RK

Rodney A. Kehler

FEDERATED INVESTMENT COUNSELING
Issaquah, WA
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CRD#: 4258560
RK

Professional summary


Rodney Andrew Kehler, CIMA®, who also goes by R. Andrew Kehler, is a registered financial advisor currently at FEDERATED INVESTMENT COUNSELING located in Issaquah, Washington and FEDERATED SECURITIES CORP. located in Issaquah, Washington.

Rodney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Rodney has worked at 9 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


R. Andrew Kehler

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FROM SEPTEMBER 2022 TO PRESENT, PRESIDENT OF ENUMCLAW SKI CLUB AT 8895 PAISLEY DRIVE NE, SEATTLE, WA 98115. DUTIES ARE NOT INVESTMENT RELATED AND ARE NOT PERFORMED DURING TRADING HOURS. TIME SPENT IS APPROXIMATELY 1 HOUR PER MONTH.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Rodney Andrew Kehler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Experience


Current

November 13, 2008 - Present

FEDERATED INVESTMENT COUNSELING

RIA
CRD#: 105325
Issaquah, WA
Current

November 11, 2009 - Present

FEDERATED SECURITIES CORP.

RIA
BD
CRD#: 5009
ISSAQUAH, WA
Current

May 12, 2010 - Present

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

RIA
CRD#: 109355
Issaquah, WA
Current

August 17, 2021 - Present

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

RIA
CRD#: 106277
Issaquah, WA
Current

November 12, 2008 - Present

FEDERATED SECURITIES CORP.

Office #1: 1001 Liberty Avenue, Pittsburgh, PA 15222-3779
RIA
BD
CRD#: 5009
Pittsburgh, PA
Past

February 1, 2006 - November 10, 2008

ALLIANCEBERNSTEIN L.P.

RIA
CRD#: 108477
NEW YORK, NY
Past

February 1, 2006 - November 10, 2008

ALLIANCEBERNSTEIN INVESTMENTS, INC.

BD
CRD#: 14549
NEW YORK, NY
Past

April 12, 2004 - January 3, 2006

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
NEW YORK CITY, NY
Past

April 12, 2004 - January 3, 2006

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

September 6, 2002 - April 19, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SADDLE BROOK, NJ
Past

April 29, 2002 - April 19, 2004

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

November 16, 2000 - February 25, 2002

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FEDERATED INVESTMENT COUNSELING
FEDERATED HERMES CW HENDERSON DIVISION | FEDERATED INVESTMENT COUNSELING (INCLUDING ITS FEDERATED HERMES CW HENDERSON DIVISION) | FEDERATED INVESTMENT COUNSELING | FEDERATED HERMES CW HENDERSON, A DIVISION OF FEDERATED INVESTMENT COUNSELING

CRD#: 105325 / SEC#: 801-34611

RIA
Registered Investment Advisory firm - (6/12/1989 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(11/12/2008)
RR
Idaho
(11/12/2008)
IAR
Illinois
(10/12/2022)
IAR
Massachusetts
(5/12/2010)
IAR
New York
(8/17/2021)
RR
Oregon
(11/12/2008)
IAR
Pennsylvania
(11/13/2008)
RR
Washington
(11/12/2008)
RR
Wyoming
(4/6/2021)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/5/2000
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 12/21/2000
Futures Managed Funds Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FI
FEDERATED INVESTMENT COUNSELING
FEDERATED HERMES CW HENDERSON DIVISION | FEDERATED INVESTMENT COUNSELING (INCLUDING ITS FEDERATED HERMES CW HENDERSON DIVISION) | FEDERATED INVESTMENT COUNSELING | FEDERATED HERMES CW HENDERSON, A DIVISION OF FEDERATED INVESTMENT COUNSELING

CRD#: 105325 / SEC#: 801-34611

RIA
Registered Investment Advisory firm - (6/12/1989 Approved)
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Contact information


Main Address
1001 Liberty Avenue, Pittsburgh, PA 15222-3779
Mailing Address
Phone number
(412) 288-1900
Established
Firm type
Fiscal year end
# of Employees
213

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIC SUMMARY OF CHANGES (3/14/2025)

Regulatory assets under management


Total Number of Accounts8,579
AUM (Assets Under Management)$ 199,641,239,415

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
12/23/2024
Cover Page
10/11/2023
07/29/2022

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FEDERATED INVESTMENT COUNSELING

CRD#: 105325Issaquah, WA

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