RL
Robert A. Livson
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
Morristown, NJ 07960
Some features on this profile are disabled
CRD#: 4258344
RL
Professional summary
Robert Adam Livson is a registered financial professional currently at LIGHTSPEED FINANCIAL SERVICES GROUP LLC located in Morristown, New Jersey.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 8 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Robert Adam Livson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2018 - Present
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
Office #1: 20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960Office #2: 20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960BD
CRD#: 104369
Morristown, NJ
Past
February 5, 2014 - May 7, 2018
LIGHTSPEED TRADING, LLC
BD
CRD#: 35519
NEW YORK, NY
Past
February 22, 2012 - February 17, 2014
SPEEDTRADER, INC
BD
CRD#: 107403
WHITE PLAINS, NY
Past
January 30, 2008 - February 28, 2012
MASTERTRADER.COM
BD
CRD#: 47883
WHITE PLAINS, NY
Past
March 3, 2003 - April 30, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
BD
CRD#: 104162
BOLINGBROOK, IL
Past
November 26, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
BD
CRD#: 33848
MONTEBELLO, NY
Past
January 29, 2002 - October 2, 2002
TRINIX SECURITIES LLC
BD
CRD#: 103360
ENCINITAS, CA
Past
December 1, 2000 - January 17, 2002
ELECTRONIC SECURITIES PROCESSING (ESP) LLC
BD
CRD#: 103730
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/9/2018)
RR
Alaska(5/1/2018)
RR
Arizona(5/1/2018)
RR
Arkansas(5/1/2018)
RR
California(5/1/2018)
RR
Colorado(5/1/2018)
RR
Connecticut(5/1/2018)
RR
Delaware(5/1/2018)
RR
District of Columbia(5/1/2018)
RR
Florida(5/1/2018)
RR
Georgia(5/1/2018)
RR
Hawaii(5/1/2018)
RR
Idaho(5/1/2018)
RR
Illinois(5/1/2018)
RR
Indiana(5/1/2018)
RR
Iowa(5/1/2018)
RR
Kansas(5/1/2018)
RR
Kentucky(5/1/2018)
RR
Louisiana(5/1/2018)
RR
Maine(5/1/2018)
RR
Maryland(5/1/2018)
RR
Massachusetts(5/1/2018)
RR
Michigan(5/1/2018)
RR
Minnesota(5/1/2018)
RR
Mississippi(5/1/2018)
RR
Missouri(5/1/2018)
RR
Montana(5/1/2018)
RR
Nebraska(5/1/2018)
RR
Nevada(5/1/2018)
RR
New Hampshire(5/1/2018)
RR
New Jersey(5/1/2018)
RR
New Mexico(5/1/2018)
RR
New York(5/1/2018)
RR
North Carolina(5/1/2018)
RR
North Dakota(5/2/2018)
RR
Ohio(5/1/2018)
RR
Oklahoma(5/1/2018)
RR
Oregon(5/1/2018)
RR
Pennsylvania(5/1/2018)
RR
Puerto Rico(5/1/2018)
RR
Rhode Island(5/1/2018)
RR
South Carolina(5/1/2018)
RR
South Dakota(5/1/2018)
RR
Tennessee(5/1/2018)
RR
Texas(5/1/2018)
RR
Utah(5/1/2018)
RR
Vermont(5/1/2018)
RR
Virginia(5/1/2018)
RR
Washington(5/1/2018)
RR
West Virginia(5/1/2018)
RR
Wisconsin(5/1/2018)
RR
Wyoming(5/1/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/8/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
LF
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
LIGHTSPEED | LIME BROKERAGE LLC | LIGHTSPEED FINANCIAL SERVICES GROUP LLC
CRD#: 104369 / SEC#: , 8-52843
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960
Mailing Address
20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960
Phone number
(888) 577-3123
Established
Delaware since 08/03/2000
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 47 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
