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Preston Lee Sharp

ChFC®, CLU®
CETERA INVESTMENT ADVISERS
BELLEVILLE, PA
·CRD# 4258305·26 years experience

Professional Summary

Preston Lee Sharp, ChFC®, CLU® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Belleville, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Belleville, Pennsylvania. Preston is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Preston has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

ChFC®
Chartered Financial Consultant
CLU®
Chartered Life Underwriter

Years of Experience

26 years in the financial services industry

Current & Past Employments

CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
4417 E Main Street Suite 4, Belleville, PA 17004
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
4417 East Main Street, Belleville, PA 17004
February 20, 2025 - Present
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
RIA
Belleville, PA
February 2, 2006 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
BD
Belleville, PA
October 26, 2000 - February 20, 2025

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) (dba) THE STEWARDSHIP GROUP INC; Investment Related; 4417 East Main Street, PO Box 911, Belleville, PA 17004; Insurance; Owner/Vice President; Start Date 05/2000; 6 hours per month with 1 of those hours per month occurring during trading hours; The business primarily engages in selling property and casualty insurance with a minimal amount of life/health business. Ownership duties are limited to occasional administrative/decision making functions. >> 2) VALLEY VIEW RETIREMENT COMMUNITY; Non-Investment Related; 4702 East Main Street, Belleville, PA 17004; Retirement Community/LTC Facility; Board Member; Start Date 01/2020; 4 hours per month with no hours per month during trading hours; Attend bi-monthly meetings. >> 3) PRESTON SHARP; Non-Investment Related; Residence; Rental Property; Owner/Landlord; Start Date 12/2014; 10 hours per month with 3 of those hours per month occurring during trading hours; Renting separate living space at my place of residence. >> 4) POA/EXECUTOR; Non-Investment Related; Belleville, PA; Other; Power of Attorney/Executor; Start Date 09/2021; No hours per month; POA and executor of my parents' will. 5) NAME OF OTHER BUSINESS: VALLEY VIEW RETIREMENT COMMUNITY; INVESTMENT RELATED: NO; ADDRESS: 4702 E MAIN ST, BELLEVILLE, PA, 17004; NATURE OF BUSINESS: BOARD; START DATE: 1/2020; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: CONDUCT MEETINGS, SIT ON SUBCOMMITTEES, MEETINGS WITH CEO/ADMINISTRATION/BOARD MEMBERS/RESIDENTS; 6) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 5/2000; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 7) NAME OF OTHER BUSINESS: KRM MEASUREMENT SOLUTIONS INC; INVESTMENT RELATED: NO; ADDRESS: 1176 ANGELA CT STE 101 MINDEN, NV 89423; NATURE OF BUSINESS: SALE, DISTRIBUTION SENSORS AND OTHER EQUIPMENT; START DATE: 03/2026; POSITION/TITLE/RELATIONSHIP: MINORITY OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NO DUTIES, MINORITY OWNER; 8) NAME OF OTHER BUSINESS: KRM MEASUREMENT SOLUTIONS INC; INVESTMENT RELATED: NO; ADDRESS: 1176 ANGELA CT STE 101 MINDEN, NV 89423; NATURE OF BUSINESS: COMPANY BOARD; START DATE: 03/2026; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SERVE BOARD FUNCTIONS SUCH AS POLICY, APPROVALS, OVERSEE FINANCIALS ETC; 9) NAME OF OTHER BUSINESS: PRESTON SHARP; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: PERSONAL LOAN; START DATE: 06/2026; POSITION/TITLE/RELATIONSHIP: LENDER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LOAN FUNDS FOR A COMMERCIAL REAL ESTATE RENOVATOR; 10) NAME OF OTHER BUSINESS: PLKS HOLDINGS LLC; INVESTMENT RELATED: NO; ADDRESS: 75 WEST KISH VALLEY CROSSING, REEDSVILLE, PA 17084; NATURE OF BUSINESS: REAL ESTATE; START DATE: 9/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PURCHASE/DEVELOP REAL ESTATE FOR BUSINESS USE;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(2/20/2025)
RR
Indiana
(2/20/2025)
RR
Kentucky
(5/2/2025)
RR
Maryland
(2/20/2025)
RR
Nevada
(2/20/2025)
RR
New York
(2/20/2025)
RR
Pennsylvania
(2/20/2025)
IAR
Pennsylvania
(2/20/2025)
RR
South Carolina
(2/20/2025)
RR
Virginia
(2/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2000About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Preston Lee Sharp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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