Jaemin J. Sim
STRATEGIC ADVISERS LLC | Wealth Management Planning Consultant
MISSION VIEJO, CA
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CRD#: 4258134
Professional summary
Jaemin Jasmine Sim, who also goes by Chaemin Sim, Jaemin J Sim, Jasmine Sim, Jaemin Jasmine Sim, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Mission Viejo, California and FIDELITY BROKERAGE SERVICES LLC located in Mission Viejo, California.
Jaemin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jaemin has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.
Biography
As a Planning Consultant, I partner with a Wealth Management Advisor creating the financial plans with our clients and their families. Our process, business beliefs, and values are centered around our clients and their loved ones.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chaemin Sim | Jaemin J Sim | Jasmine Sim | Jaemin Jasmine Sim
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 51624 | Org Name:Rodan and Fields, LLC | Org Addr:San Francisco, CA, US | Nature of Bus:Cosmetics | Invst Rel:N | Title:Independent Consultant | Duties:get discounts on skincare, but potential income from commission. | Start Dt:10/06/2017 | Total Hrs p/m:1 | Sec Trdng Hrs p/m:0
CRS (Client Relationship Summary) - RIA
Click below to view Jaemin Jasmine Sim's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of California, Irvine
Bachelor of Arts (BA) - Economincs
2000
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 27101 Puerta Real Ste 160, Mission Viejo, CA 92691RIA
CRD#: 104555
MISSION VIEJO, CA
Current
March 15, 2017 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 27101 Puerta Real Ste 160, Mission Viejo, CA 92691BD
CRD#: 7784
Mission Viejo, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MISSION VIEJO, CA
Past
April 4, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MISSION VIEJO, CA
Past
June 13, 2013 - March 8, 2017
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
TUSTIN, CA
Past
June 13, 2013 - March 8, 2017
SECURITIES AMERICA, INC.
BD
CRD#: 10205
TUSTIN, CA
Past
June 4, 2012 - February 15, 2013
CAPITAL ANALYSTS
RIA
CRD#: 162200
VALENCIA, CA
Past
June 1, 2012 - February 14, 2013
LINCOLN INVESTMENT
RIA
CRD#: 519
VALENCIA, CA
Past
June 1, 2012 - February 14, 2013
LINCOLN INVESTMENT
BD
CRD#: 519
VALENCIA, CA
Past
December 8, 2009 - June 1, 2012
CINCINNATI ANALYSTS, INC.
RIA
CRD#: 5478
VALENCIA, CA
Past
December 3, 2009 - June 1, 2012
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
VALENCIA, CA
Past
August 10, 2009 - December 7, 2009
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
LOS ANGELES, CA
Past
August 10, 2009 - December 7, 2009
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
LOS ANGELES, CA
Past
June 6, 2007 - June 17, 2008
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
WOODLAND HILLS, CA
Past
August 15, 2001 - June 17, 2008
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WOODLAND HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/9/2021)
RR
Alaska(8/9/2021)
RR
Arizona(8/9/2021)
RR
Arkansas(8/9/2021)
RR
California(3/29/2017)
IAR
California(3/31/2025)
RR
Colorado(11/7/2019)
RR
Connecticut(8/9/2021)
RR
Delaware(8/9/2021)
RR
District of Columbia(8/8/2020)
RR
Florida(6/4/2021)
RR
Georgia(8/9/2021)
RR
Hawaii(8/9/2021)
RR
Idaho(11/7/2019)
RR
Illinois(8/9/2021)
RR
Indiana(12/15/2020)
RR
Iowa(8/9/2021)
RR
Kansas(8/9/2021)
RR
Kentucky(8/9/2021)
RR
Louisiana(8/9/2021)
RR
Maine(8/9/2021)
RR
Maryland(4/23/2020)
RR
Massachusetts(8/9/2021)
RR
Michigan(1/4/2019)
RR
Minnesota(8/9/2021)
RR
Mississippi(8/9/2021)
RR
Missouri(8/9/2021)
RR
Montana(8/9/2021)
RR
Nebraska(8/9/2021)
RR
Nevada(2/12/2021)
RR
New Hampshire(8/9/2021)
RR
New Jersey(3/12/2021)
RR
New Mexico(8/9/2021)
RR
New York(8/9/2021)
RR
North Carolina(1/7/2018)
RR
North Dakota(8/9/2021)
RR
Ohio(8/10/2021)
RR
Oklahoma(8/9/2021)
RR
Oregon(11/13/2020)
RR
Pennsylvania(8/9/2021)
RR
Puerto Rico(8/9/2021)
RR
Rhode Island(8/9/2021)
RR
South Carolina(8/9/2021)
RR
South Dakota(8/9/2021)
RR
Tennessee(8/9/2021)
RR
Texas(11/7/2019)
IAR
Texas(3/31/2025)
RR
Utah(8/9/2021)
RR
Vermont(8/9/2021)
RR
Virgin Islands(8/9/2021)
RR
Virginia(8/9/2021)
RR
Washington(1/5/2018)
RR
West Virginia(8/9/2021)
RR
Wisconsin(8/9/2021)
RR
Wyoming(8/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Wealth Management Planning ConsultantCRD#: 104555Mission Viejo, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
