Connie T. Pearson
Professional summary
Connie Theresa Pearson, who also goes by Connie Dietz, is a registered financial advisor currently at VALUES FIRST ADVISORS, INC. located in De Soto, Kansas.
Connie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Connie has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Connie Theresa Pearson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2010 - Present
VALUES FIRST ADVISORS, INC.
September 4, 2009 - July 13, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 31, 2003 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
August 3, 2001 - October 31, 2003
ZAHORIK COMPANY, INC.
December 7, 2000 - August 2, 2001
FARMERS FINANCIAL SOLUTIONS, LLC
Primary Firm SEC Registration
VALUES FIRST ADVISORS, INC.
CRD#: 148532 / SEC#: 801-70391
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/1/2010)
(4/18/2019)
Exams
Current Firm
VALUES FIRST ADVISORS, INC.
CRD#: 148532 / SEC#: 801-70391
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,504 |
| AUM (Assets Under Management) | $ 201,956,787 |
Red Flags
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