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NV

Nathanael J. Voss

BAKER TILLY CAPITAL
Madison, WI 53718
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CRD#: 4256844
NV

Professional summary


Nathanael James Voss, who also goes by Nate James Voss, is a registered financial professional currently at BAKER TILLY CAPITAL, LLC located in Madison, Wisconsin.

Nathanael is registered as a RR (Registered Representative) and started their career in finance in 2002. Nathanael has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Nate James Voss

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Nathanael James Voss's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 12, 2012 - Present

BAKER TILLY CAPITAL, LLC

Office #1: 4807 Innovate Lane, Madison, WI 53718
BD
CRD#: 115333
Madison, WI
Past

August 15, 2003 - June 11, 2010

BAKER TILLY CAPITAL, LLC

BD
CRD#: 115333
DETROIT, MI
Past

March 27, 2002 - July 25, 2003

WILLIAM BLAIR

BD
CRD#: 1252
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(1/8/2020)
RR
Illinois
(3/12/2012)
RR
Kentucky
(5/29/2018)
RR
Maryland
(1/19/2017)
RR
Michigan
(3/12/2012)
RR
Minnesota
(3/12/2012)
RR
Mississippi
(4/3/2024)
RR
New York
(5/1/2017)
RR
North Dakota
(3/6/2025)
RR
Oklahoma
(2/4/2025)
RR
Oregon
(1/25/2016)
RR
Pennsylvania
(1/8/2020)
RR
South Dakota
(8/23/2016)
RR
Tennessee
(10/16/2017)
RR
Texas
(7/5/2016)
RR
Utah
(1/8/2018)
RR
Virginia
(5/29/2018)
RR
Wisconsin
(3/12/2012)

Exams


State Security Law Exam
RR
Series 63
Date: 5/6/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


BT
BAKER TILLY CAPITAL, LLC
BAKER TILLY CAPITAL | VIRCHOW KRAUSE CAPITAL, LLC | BAKER TILLY CAPITAL, LLC

CRD#: 115333 / SEC#: , 8-53480

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
4807 Innovate Lane, Madison, WI 53718
Mailing Address
Po Box 7398, Madison, WI 53707-7398
Phone number
(800) 362-7301
Established
Wisconsin since 09/22/1999
Firm type
Limited Liability Company
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BAKER TILLY ADVISORY GROUP, LPMANAGING MEMBER
INDA, TYLER RONALDPRESIDENT6478455
OLSON, BARBARA RCHIEF COMPLIANCE OFFICER6715742
STEWART, SCOTT ALEXANDERFINOP, POO, PFO6977422

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BAKER TILLY CAPITAL, LLC

CRD#: 115333Madison, WI 53718

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