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JR

Jorge A Reyes

CRD# 4256834·Registered 2000 - 2017
Barred: Jorge A Reyes was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Jorge A Reyes, who also goes by Jorge Quiroz, George Reyes, was a registered financial advisor. Jorge was a previously registered financial professional and started their career in finance 2000 - 2017. Jorge had worked at 4 firms and has passed the SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jorge Quiroz, George Reyes

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

CP CAPITAL SECURITIES·CRD# 15029
BD
Miami, FL
March 9, 2010 - January 24, 2017
RBC CAPITAL MARKETS CORPORATION·CRD# 6579
BD
Aventura, FL
January 2, 2007 - June 22, 2007
CARLIN EQUITIES, LLC·CRD# 31295
BD
Aventura, FL
May 4, 2006 - January 2, 2007
CP CAPITAL SECURITIES·CRD# 15029
BD
Miami, FL
August 23, 2001 - May 17, 2006
THE PARTNERS FINANCIAL GROUP, INC.·CRD# 31979
BD
Miami, FL
September 22, 2000 - October 18, 2001

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Current Firm

CC
CP CAPITAL SECURITIES

BROOKS GROUP INVESTMENT CORPORATION | U S EAGLE SECURITIES, INC. | U S EAGLE | J. ANNIN INVESTMENT CORP. | CP CAPITAL SECURITIES, INC. | CP CAPITAL SECURITIES

CRD#: 15029 / SEC#: 801-71535, 8-37309
BD
Terminated by SEC on 04/09/2017

Contact Information

Main Address

1428 Brickell Avenue Suite 600, Miami, FL 33131

Established

Florida since 07/01/2001

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CONNELL, HAROLD LEECEO, CCO & SHAREHOLDER1482623
CP CAPITAL GROUP, LLCSHAREHOLDER—
CONNELL, GREGORY JAMESSHAREHOLDER4396726
TENPOW, GEORGE PHILIPCFO AND FINOP2938989

Disclosures

Regulatory Event

6

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JR
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