Jorge A. Reyes
Professional summary
Jorge A Reyes was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jorge is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Jorge had worked at 4 firms, which includes CP CAPITAL SECURITIES, RBC CAPITAL MARKETS CORPORATION, CARLIN EQUITIES LLC, THE PARTNERS FINANCIAL GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2010 - January 24, 2017
CP CAPITAL SECURITIES
January 2, 2007 - June 22, 2007
RBC CAPITAL MARKETS CORPORATION
May 4, 2006 - January 2, 2007
CARLIN EQUITIES, LLC
August 23, 2001 - May 17, 2006
CP CAPITAL SECURITIES
September 22, 2000 - October 18, 2001
THE PARTNERS FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CP CAPITAL SECURITIES
CRD#: 15029 / SEC#: 801-71535, 8-37309
Contact information
Disclosures
| Regulatory Event | 6 |
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