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JR

Jorge A. Reyes

Some features on this profile are disabled
CRD#: 4256834
JR

Professional summary

Jorge A Reyes was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jorge is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Jorge had worked at 4 firms, which includes CP CAPITAL SECURITIES, RBC CAPITAL MARKETS CORPORATION, CARLIN EQUITIES LLC, THE PARTNERS FINANCIAL GROUP INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jorge Quiroz | George Reyes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 9, 2010 - January 24, 2017

CP CAPITAL SECURITIES

BD
CRD#: 15029
MIAMI, FL
Past

January 2, 2007 - June 22, 2007

RBC CAPITAL MARKETS CORPORATION

BD
CRD#: 6579
AVENTURA, FL
Past

May 4, 2006 - January 2, 2007

CARLIN EQUITIES, LLC

BD
CRD#: 31295
AVENTURA, FL
Past

August 23, 2001 - May 17, 2006

CP CAPITAL SECURITIES

BD
CRD#: 15029
MIAMI, FL
Past

September 22, 2000 - October 18, 2001

THE PARTNERS FINANCIAL GROUP, INC.

BD
CRD#: 31979
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/24/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/21/2000
General Securities Representative Examination

Current Firm

CC
CP CAPITAL SECURITIES
BROOKS GROUP INVESTMENT CORPORATION | U S EAGLE SECURITIES, INC. | U S EAGLE | J. ANNIN INVESTMENT CORP. | CP CAPITAL SECURITIES, INC. | CP CAPITAL SECURITIES

CRD#: 15029 / SEC#: 801-71535, 8-37309

BD
Terminated by SEC on 04/09/2017
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1428 Brickell Avenue Suite 600, Miami, FL 33131
Mailing Address
Phone number
Established
Florida since 07/01/2001
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CONNELL, HAROLD LEECEO, CCO & SHAREHOLDER1482623
CP CAPITAL GROUP, LLCSHAREHOLDER
CONNELL, GREGORY JAMESSHAREHOLDER4396726
TENPOW, GEORGE PHILIPCFO AND FINOP2938989

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CP CAPITAL SECURITIES

CRD#: 15029

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